HARTFIEL RICK 4
4 · Roth CH Acquisition I Co · Filed May 28, 2020
Insider Transaction Report
Form 4
HARTFIEL RICK
Co-President
Transactions
- Other
Common Stock
2020-05-26−9,375→ 75,553 total - Purchase
Common Stock
2020-05-26$10.00/sh+115$1,150→ 84,928 total - Purchase
Warrants to purchase Common Stock
2020-05-26+86→ 6,937 totalExercise: $11.50→ Common Stock (86 underlying)
Footnotes (4)
- [F1]The reporting person acquired units, consisting of shares and warrants.
- [F2]In connection with the partial exercise of the underwriters' over-allotment option, a portion of the holders founders shares was forfeited back to the issuer.
- [F3]The warrants become exercisable on the later of (i) the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering.
- [F4]The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.