|4Dec 17, 4:17 PM ET

Gurewitz Aaron 4

4 · Roth CH Acquisition II Co · Filed Dec 17, 2020

Insider Transaction Report

Form 4
Period: 2020-12-15
Gurewitz Aaron
Co-President
Transactions
  • Purchase

    Warrants to purchase Common Stock

    2020-12-15+1,3281,328 total(indirect: See Footnote)
    Exercise: $11.50Common Stock (1,328 underlying)
  • Purchase

    Common Stock

    2020-12-15$10.00/sh+2,656$26,56030,425 total(indirect: See Footnote)
Footnotes (5)
  • [F1]The reporting person acquired units, consisting of shares and warrants.
  • [F2]Consists of shares owned by the AMG Trust Established January 23, 2007, for which Aaron Gurewitz is trustee.
  • [F3]The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.
  • [F4]The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.
  • [F5]Consists of warrants owned by the AMG Trust Established January 23, 2007, for which Aaron Gurewitz is trustee.

Documents

1 file
  • 4
    tm2036996-25_4.xmlPrimary

    OWNERSHIP DOCUMENT