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4//SEC Filing

Brown Shane 4

Accession 0001104659-21-004306

CIK 0001759546other

Filed

Jan 13, 7:00 PM ET

Accepted

Jan 14, 5:25 PM ET

Size

8.9 KB

Accession

0001104659-21-004306

Insider Transaction Report

Form 4
Period: 2021-01-13
Brown Shane
Chief Production Officer
Transactions
  • Exercise of In-Money

    Class A Common Stock

    2021-01-13$11.50/sh+400$4,600400 total
  • Exercise of In-Money

    Warrant (Right to Buy)

    2021-01-134000 total
    Exercise: $11.50From: 2020-12-04Exp: 2021-01-15Class A Common Stock (400 underlying)
Holdings
  • Incentive Stock Option (Right to Buy)

    Exercise: $1.79Exp: 2029-12-23Class A Common Stock (55,881 underlying)
    55,881
Footnotes (1)
  • [F1]The options were received in exchange for options to purchase 1,000 shares of Lordstown EV Corporation (f/k/a Lordstown Motors Corp.) pursuant to the Agreement and Plan of Merger, dated August 1, 2020 (the "Merger Agreement"), among DiamondPeak Holdings Corp. (which subsequently changed its name to Lordstown Motors Corp., the "Issuer"), DPL Merger Sub Corp., a Delaware corporation and wholly owned subsidiary of the Issuer ("Merger Sub"), and Lordstown EV Corporation (f/k/a Lordstown Motors Corp.) ("Legacy Lordstown"). Pursuant to the Merger Agreement, Merger Sub merged with and into Legacy Lordstown, with Legacy Lordstown surviving as the surviving company and as a wholly owned subsidiary of the Issuer. 18,608 options are vested and exercisable. 18,608 options vest on December 2, 2021, and 18,665 options vest on December 2, 2022.

Issuer

Lordstown Motors Corp.

CIK 0001759546

Entity typeother

Related Parties

1
  • filerCIK 0001833107

Filing Metadata

Form type
4
Filed
Jan 13, 7:00 PM ET
Accepted
Jan 14, 5:25 PM ET
Size
8.9 KB