5/A//SEC Filing
Roberts Paul Damian 5/A
Accession 0001104659-21-026283
CIK 0001729750other
Filed
Feb 21, 7:00 PM ET
Accepted
Feb 22, 5:55 PM ET
Size
10.6 KB
Accession
0001104659-21-026283
Insider Transaction Report
Form 5/AAmended
Kubient, Inc.KBNT
Roberts Paul Damian
DirectorSee Remarks
Transactions
- Award
Common Stock
2020-11-20+12,658→ 2,123,731 total - Conversion
Common Stock
2020-08-14+55,541→ 2,111,073 total - Conversion
Common Stock Purchase Warrant
2020-08-14+55,541→ 55,541 totalExercise: $5.50From: 2020-08-14Exp: 2025-08-14→ Common Stock (55,541 underlying)
Footnotes (4)
- [F1]Represents the shares of common stock of Kubient, Inc. (the "Company") issued upon conversion of $277,705 of promissory notes that, upon the initial public offering of the Company, converted into 55,541 immediately-separable units composed of (i) one share of common stock, and (ii) one warrant to purchase one share of common stock at a price of $5.50 per share.
- [F2]Not previously reported on Form 4.
- [F3]Includes 666,667 shares of common stock held by the Paul Roberts 2019 Annuity Trust, of which the Reporting Person is a partial beneficiary. The Reporting Person's spouse is trustee of the trust. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Does not include 29,859 shares of common stock underlying stock options exercisable within 60 days. Also does not include 55,541 shares of common stock underlying five-year warrants issued on August 14, 2020, which are reported on Table II of this Form 5.
- [F4]Represents the warrants to purchase shares of common stock issued upon conversion of $277,705 of promissory notes that, upon the initial public offering of the Company, converted into 55,541 immediately-separable units composed of (i) one share of common stock, and (ii) one warrant to purchase one share of common stock at a price of $5.50 per share.
Documents
Issuer
Kubient, Inc.
CIK 0001729750
Entity typeother
Related Parties
1- filerCIK 0001798701
Filing Metadata
- Form type
- 5/A
- Filed
- Feb 21, 7:00 PM ET
- Accepted
- Feb 22, 5:55 PM ET
- Size
- 10.6 KB