Hindery Leo J. Jr. 4

4 · Desktop Metal, Inc. · Filed Mar 4, 2021

Form 4

Period: 2021-01-14

DirectorCEO and Chairman10% Owner

Transactions

Tax Payment
Class A Common Stock
2021-03-02$26.29/sh−1,423,318$37,419,030→ 3,147,317 total
Other
Warrants
2021-01-29−10,003,000→ 0 total(indirect: By LLC)
Exercise: $11.50From: 2021-01-08Exp: 2025-12-09→ Class A Common Stock (10,003,000 underlying)
Exercise/Conversion
Warrants
2021-03-02−2,530,098→ 0 total
Exercise: $11.50From: 2021-01-08Exp: 2025-12-09→ Class A Common Stock (2,530,098 underlying)
Other
Class A Common Stock
2021-01-29−7,403,750→ 0 total(indirect: By LLC)
Exercise/Conversion
Class A Common Stock
2021-03-02$11.50/sh+2,530,098$29,096,127→ 4,254,097 total
Award
Warrants
2021-01-14+1,500,000→ 10,003,000 total(indirect: By LLC)
Exercise: $11.50From: 2021-01-08Exp: 2025-12-09→ Class A Common Stock (1,500,000 underlying)

Footnotes (2)

[F1]Represents a pro-rata distribution in-kind by Trine Sponsor IH, LLC ("Sponsor") to its members for no consideration.
[F2]Reflects the acquisition of 1,723,999 shares of Class A Common Stock and 2,530,098 Warrants by the Reporting Person in connection with the pro-rata distribution in-kind described in Note 1 above, which was exempt from reporting pursuant to Rule 16a-13.

Documents

1 file