Gurewitz Aaron 4
4 · Roth CH Acquisition III Co · Filed Mar 8, 2021
Insider Transaction Report
Form 4
Gurewitz Aaron
Co-President
Transactions
- Purchase
Warrants to purchase Common Stock
2021-03-05+3,714→ 3,714 total(indirect: See Footnote)Exercise: $11.50→ Common Stock (3,714 underlying) - Purchase
Common Stock
2021-03-05$10.00/sh+14,857$148,570→ 119,540 total(indirect: See Footnote)
Footnotes (5)
- [F1]The reporting person acquired units, consisting of shares and warrants.
- [F2]Consists of shares owned by the AMG Trust Established January 23, 2007, for which Aaron Gurewitz is trustee.
- [F3]The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.
- [F4]The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.
- [F5]Consists of warrants owned by the AMG Trust Established January 23, 2007, for which Aaron Gurewitz is trustee.