Roth CH Acquisition III Co·4

Mar 8, 4:26 PM ET

GOLD JAMES J 4

4 · Roth CH Acquisition III Co · Filed Mar 8, 2021

Insider Transaction Report

Form 4
Period: 2021-03-05
GOLD JAMES J
Director
Transactions
  • Purchase

    Common Stock

    2021-03-05$10.00/sh+11,333$113,33091,194 total
  • Purchase

    Warrants to purchase Common Stock

    2021-03-05+2,8332,833 total
    Exercise: $11.50Common Stock (2,833 underlying)
Footnotes (3)
  • [F1]The reporting person acquired units, consisting of shares and warrants.
  • [F2]The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.
  • [F3]The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

Documents

1 file
  • 4
    tm218954-6_4seq1.xmlPrimary

    OWNERSHIP DOCUMENT