LIPMAN JOHN C 4
4 · Roth CH Acquisition III Co · Filed Mar 8, 2021
Insider Transaction Report
Form 4
LIPMAN JOHN C
DirectorCo-Chief Executive Officer10% Owner
Transactions
- Purchase
Common Stock
2021-03-05$10.00/sh+86,917$869,170→ 699,381 total - Purchase
Warrants to purchase Common Stock
2021-03-05+21,729→ 21,729 totalExercise: $11.50→ Common Stock (21,729 underlying)
Footnotes (3)
- [F1]The reporting person acquired units, consisting of shares and warrants.
- [F2]The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.
- [F3]The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.