HARTFIEL RICK 4
4 · Roth CH Acquisition III Co · Filed Mar 8, 2021
Insider Transaction Report
Form 4
HARTFIEL RICK
Co-President
Transactions
- Purchase
Warrants to purchase Common Stock
2021-03-05+2,783→ 2,783 totalExercise: $11.50→ Common Stock (2,783 underlying) - Purchase
Common Stock
2021-03-05$10.00/sh+11,132$111,320→ 89,577 total
Footnotes (3)
- [F1]The reporting person acquired units, consisting of shares and warrants.
- [F2]The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.
- [F3]The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.