HARRIS BEN H 4
4 · SPECIAL OPPORTUNITIES FUND, INC. · Filed May 12, 2021
Insider Transaction Report
Form 4
HARRIS BEN H
Director
Transactions
- Exercise/Conversion
3.50% Convertible Preferred Stock Series B
2021-05-11−400→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (771 underlying) - Exercise/Conversion
Common Stock
2021-05-11+771→ 11,014 total(indirect: See Footnote)
Holdings
- 3,061
Common Stock
Footnotes (4)
- [F1]On May 11, 2021 the Reporting Person converted 400 shares of the Registrant's 3.50% Convertible Preferred Stock Series B into 771 shares of the Registrant's common stock.
- [F2]The shares of Preferred Stock are convertible into common stock immediately upon issuance at the current conversion ratio of 1.9275 shares of common stock for each share of Preferred Stock held, subject to adjustment.
- [F3]If not converted prior, the shares of Preferred Stock will be redeemed by the Registrant on August 19, 2021.
- [F4]Hormel Harris Investments, LLC.