|4Jun 14, 6:49 PM ET

Drayton Claudia 4

4 · Quantum-Si Inc · Filed Jun 14, 2021

Insider Transaction Report

Form 4
Period: 2021-06-10
Drayton Claudia
Chief Financial Officer
Transactions
  • Award

    Class A Common Stock

    2021-06-10+95,70095,700 total
  • Award

    Stock Option (right to buy)

    2021-06-10+191,399191,399 total
    Exercise: $9.46Exp: 2031-04-21Class A Common Stock (191,399 underlying)
Footnotes (4)
  • [F1]Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest as to 25% on June 30, 2022, with the remainder vesting in 12 equal quarterly installments thereafter, subject to Ms. Drayton's continued service through the applicable vesting date.
  • [F2]In connection with the closing of the transactions contemplated by the Business Combination Agreement, dated as of February 18, 2021, by and among HighCape Capital Acquisition Corp. ("HighCape"), Tenet Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of HighCape ("Merger Sub"), and Quantum-Si Incorporated, a Delaware corporation ("Quantum-Si"), pursuant to which Merger Sub merged with and into Quantum-Si (the "Merger"), with Quantum-Si surviving as a wholly-owned subsidiary of HighCape (which changed its name to "Quantum-Si Incorporated", the "Issuer"), these shares were received in exchange for 120,000 RSUs of Quantum-Si.
  • [F3]The shares underlying this option vest as to 25% on June 30, 2022, with the remainder vesting in 36 equal monthly installments thereafter, subject to Ms. Drayton's continued service through the applicable vesting date.
  • [F4]Received in connection with the Merger in exchange for a stock option to acquire 240,000 shares of Quantum-Si common stock for $7.54 per share.

Documents

1 file
  • 4
    tm2119549-14_4seq1.xmlPrimary

    OWNERSHIP DOCUMENT