LIPMAN JOHN C 4
4 · Roth CH Acquisition II Co · Filed Jul 22, 2021
Insider Transaction Report
Form 4
LIPMAN JOHN C
DirectorChief Operating Officer
Transactions
- Purchase
Warrants to purchase Common Stock
2021-07-22$1.51/sh+24,822$37,481→ 221,648 total(indirect: See footnote)Exercise: $11.50→ Common Stock (24,822 underlying)
Footnotes (3)
- [F1]This transaction was executed in multiple trades at prices ranging from $1.50 to $1.51. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of securities and prices at which the transaction was effected. Represents securities held of record by the reporting person's Individual Retirement Account.
- [F2]The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.
- [F3]The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.