|4Aug 10, 4:04 PM ET

Evans Mary Candace 4

4 · Braemar Hotels & Resorts Inc. · Filed Aug 10, 2021

Insider Transaction Report

Form 4
Period: 2021-08-06
Transactions
  • Purchase

    Series E Redeemable Preferred Stock

    2021-08-06$22.50/sh+1,000$22,5001,000 total
Holdings
  • Common Stock

    1,125
  • LTIP Units

    Exercise: $0.00Common Stock
    31,791
Footnotes (2)
  • [F1]Fully vested special long-term incentive partnership units ("LTIP Units") in Braemar Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Limited Partnership Units of the Subsidiary ("Common Partnership Units"), are convertible into Common Partnership Units at the option of the Reporting Person. Common Partnership Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis.
  • [F2]The LTIP Units have no expiration date.

Documents

1 file
  • 4
    tm2124612-1_4seq1.xmlPrimary

    OWNERSHIP DOCUMENT