|4Aug 11, 4:58 PM ET

Gurewitz Aaron 4

4 · Roth CH Acquisition IV Co. · Filed Aug 11, 2021

Insider Transaction Report

Form 4
Period: 2021-08-10
Gurewitz Aaron
Co-President
Transactions
  • Purchase

    Warrants to purchase Common Stock

    2021-08-10+8,8798,879 total(indirect: See Footnote)
    Exercise: $11.50Common Stock (8,879 underlying)
  • Purchase

    Common Stock

    2021-08-10$10.00/sh+17,758$177,580128,386 total(indirect: See Footnote)
Footnotes (4)
  • [F1]The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant.
  • [F2]Owned by the AMG Trust Established January 23, 2007, for which Aaron Gurewitz is trustee.
  • [F3]The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.
  • [F4]The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

Documents

1 file
  • 4
    tm2124740-1_4seq1.xmlPrimary

    OWNERSHIP DOCUMENT