ROTH GORDON J 4
4 · Roth CH Acquisition IV Co. · Filed Aug 11, 2021
Insider Transaction Report
Form 4
ROTH GORDON J
Chief Financial Officer10% Owner
Transactions
- Purchase
Common Stock
2021-08-10$10.00/sh+13,667$136,670→ 98,810 total - Purchase
Warrants to purchase Common Stock
2021-08-10+52,736→ 52,736 total(indirect: See Footnote)Exercise: $11.50→ Common Stock (52,736 underlying) - Purchase
Common Stock
2021-08-10$10.00/sh+105,472$1,054,720→ 762,528 total(indirect: See Footnote) - Purchase
Warrants to purchase Common Stock
2021-08-10+6,833→ 6,833 totalExercise: $11.50→ Common Stock (6,833 underlying)
Footnotes (4)
- [F1]The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant.
- [F2]Owned by CR Financial Holdings, Inc., over which Byron Roth and Gordon Roth have voting and dispositive power.
- [F3]The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.
- [F4]The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.