LIPMAN JOHN C 4
4 · Roth CH Acquisition IV Co. · Filed Aug 11, 2021
Insider Transaction Report
Form 4
LIPMAN JOHN C
DirectorCo-Chief Executive Officer10% Owner
Transactions
- Purchase
Common Stock
2021-08-10$10.00/sh+110,806$1,108,060→ 801,091 total - Purchase
Warrants to purchase Common Stock
2021-08-10+55,403→ 55,403 totalExercise: $11.50→ Common Stock (55,403 underlying)
Footnotes (3)
- [F1]The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant.
- [F2]The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.
- [F3]The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.