|4Sep 13, 8:36 PM ET

Kollender Richard S 4

4 · RAPID MICRO BIOSYSTEMS, INC. · Filed Sep 13, 2021

Insider Transaction Report

Form 4
Period: 2021-09-09
Transactions
  • Exercise of In-Money

    Series A1 Warrant (right to buy)

    2021-09-0982,0100 total(indirect: Held by Quaker Bioventures II, L.P.)
    Exercise: $0.05Exp: 2027-07-24Class A Common Stock (82,010 underlying)
  • Exercise of In-Money

    Series B1 Warrant (right to buy)

    2021-09-0912,9030 total(indirect: Held by Quaker Bioventures II, L.P.)
    Exercise: $0.05Exp: 2028-01-17Class A Common Stock (12,903 underlying)
  • Exercise of In-Money

    Class A Common Stock

    2021-09-09$0.05/sh+107,816$5,3911,481,009 total(indirect: Held by Quaker Bioventures II, L.P.)
  • Exercise of In-Money

    Series B1 Warrant (right to buy)

    2021-09-0912,9030 total(indirect: Held by Quaker Bioventures II, L.P.)
    Exercise: $0.05Exp: 2027-12-06Class A Common Stock (12,903 underlying)
Footnotes (2)
  • [F1]These shares are held directly by Quaker Bioventures II, L.P. The Reporting Person is an executive manager of Quaker Bioventures Capital II, LLC, the general partner of Quaker Bioventures Capital II, L.P, the general partner of Quaker Bioventures II, LP, and may be deemed to beneficially hold the shares but disclaims beneficial ownership thereof, except to the extent of any pecuniary interest therein.
  • [F2]Immediately exercisable.

Documents

1 file
  • 4
    tm2127517-1_4seq1.xmlPrimary

    OWNERSHIP DOCUMENT