Home/Filings/4/0001104659-21-143558

4//SEC Filing

Berlinski Milton R. 4

Accession 0001104659-21-143558

CIK 0001570827other

View on SEC.gov Company Profile

Filed

Nov 23, 7:00 PM ET

Accepted

Nov 24, 4:11 PM ET

Size

104.6 KB

Accession

0001104659-21-143558

Insider Transaction Report

Form 4

Period: 2021-11-22

Victory Capital Holdings, Inc.VCTR

Reverence Capital Partners Opportunities Fund I (AI), L.P.

Director10% Owner

Transactions

Conversion
Class A Common Stock
2021-11-23+294,225→ 294,225 total
Conversion
Class B Common Stock
2021-11-22−295,898→ 3,031,017 total(indirect: See Footnotes)
→ Class A Common Stock (295,898 underlying)
Conversion
Class B Common Stock
2021-11-23−50,344→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (50,344 underlying)
Conversion
Class A Common Stock
2021-11-22+307,385→ 307,385 total(indirect: See Footnotes)
Sale
Class A Common Stock
2021-11-22$34.00/sh−255,571$8,689,414→ 0 total(indirect: See Footnotes)
Sale
Class A Common Stock
2021-11-22$34.00/sh−295,898$10,060,532→ 0 total(indirect: See Footnotes)
Conversion
Class B Common Stock
2021-11-22−307,385→ 3,148,685 total(indirect: See Footnotes)
→ Class A Common Stock (307,385 underlying)
Conversion
Class A Common Stock
2021-11-23+2,617,925→ 2,617,925 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-23+50,344→ 50,344 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-23+3,031,017→ 3,031,017 total(indirect: See Footnotes)
Conversion
Class B Common Stock
2021-11-22−4,915→ 50,344 total(indirect: See Footnotes)
→ Class A Common Stock (4,915 underlying)
Conversion
Class B Common Stock
2021-11-23−3,148,685→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (3,148,685 underlying)
Conversion
Class B Common Stock
2021-11-23−184,231→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (184,231 underlying)
Conversion
Class B Common Stock
2021-11-23−294,225→ 0 total
→ Class A Common Stock (294,225 underlying)
Conversion
Class A Common Stock
2021-11-22+255,571→ 255,571 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-22+4,915→ 4,915 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-22+295,898→ 295,898 total(indirect: See Footnotes)
Sale
Class A Common Stock
2021-11-22$34.00/sh−307,385$10,451,090→ 0 total(indirect: See Footnotes)
Sale
Class A Common Stock
2021-11-22$34.00/sh−4,915$167,110→ 0 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-23+3,148,685→ 3,148,685 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-23+184,231→ 184,231 total(indirect: See Footnotes)
Conversion
Class B Common Stock
2021-11-22−255,571→ 2,617,925 total(indirect: See Footnotes)
→ Class A Common Stock (255,571 underlying)
Conversion
Class B Common Stock
2021-11-23−2,617,925→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (2,617,925 underlying)
Conversion
Class B Common Stock
2021-11-23−3,031,017→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (3,031,017 underlying)

RCP Co-Invest GP LLC

Director10% Owner

Transactions

Conversion
Class A Common Stock
2021-11-22+255,571→ 255,571 total(indirect: See Footnotes)
Sale
Class A Common Stock
2021-11-22$34.00/sh−4,915$167,110→ 0 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-23+3,148,685→ 3,148,685 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-23+50,344→ 50,344 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-23+184,231→ 184,231 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-23+294,225→ 294,225 total
Conversion
Class B Common Stock
2021-11-22−307,385→ 3,148,685 total(indirect: See Footnotes)
→ Class A Common Stock (307,385 underlying)
Conversion
Class B Common Stock
2021-11-23−3,148,685→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (3,148,685 underlying)
Conversion
Class B Common Stock
2021-11-23−3,031,017→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (3,031,017 underlying)
Conversion
Class B Common Stock
2021-11-23−294,225→ 0 total
→ Class A Common Stock (294,225 underlying)
Conversion
Class A Common Stock
2021-11-22+307,385→ 307,385 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-22+4,915→ 4,915 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-22+295,898→ 295,898 total(indirect: See Footnotes)
Sale
Class A Common Stock
2021-11-22$34.00/sh−307,385$10,451,090→ 0 total(indirect: See Footnotes)
Sale
Class A Common Stock
2021-11-22$34.00/sh−255,571$8,689,414→ 0 total(indirect: See Footnotes)
Sale
Class A Common Stock
2021-11-22$34.00/sh−295,898$10,060,532→ 0 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-23+2,617,925→ 2,617,925 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-23+3,031,017→ 3,031,017 total(indirect: See Footnotes)
Conversion
Class B Common Stock
2021-11-22−255,571→ 2,617,925 total(indirect: See Footnotes)
→ Class A Common Stock (255,571 underlying)
Conversion
Class B Common Stock
2021-11-23−50,344→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (50,344 underlying)
Conversion
Class B Common Stock
2021-11-22−4,915→ 50,344 total(indirect: See Footnotes)
→ Class A Common Stock (4,915 underlying)
Conversion
Class B Common Stock
2021-11-22−295,898→ 3,031,017 total(indirect: See Footnotes)
→ Class A Common Stock (295,898 underlying)
Conversion
Class B Common Stock
2021-11-23−2,617,925→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (2,617,925 underlying)
Conversion
Class B Common Stock
2021-11-23−184,231→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (184,231 underlying)

RCP Lake Co-Invest, L.P.

Director10% Owner

Transactions

Conversion
Class A Common Stock
2021-11-22+255,571→ 255,571 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-22+295,898→ 295,898 total(indirect: See Footnotes)
Sale
Class A Common Stock
2021-11-22$34.00/sh−4,915$167,110→ 0 total(indirect: See Footnotes)
Sale
Class A Common Stock
2021-11-22$34.00/sh−295,898$10,060,532→ 0 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-23+3,148,685→ 3,148,685 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-23+2,617,925→ 2,617,925 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-23+50,344→ 50,344 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-23+3,031,017→ 3,031,017 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-23+184,231→ 184,231 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-23+294,225→ 294,225 total
Conversion
Class B Common Stock
2021-11-22−307,385→ 3,148,685 total(indirect: See Footnotes)
→ Class A Common Stock (307,385 underlying)
Conversion
Class B Common Stock
2021-11-22−255,571→ 2,617,925 total(indirect: See Footnotes)
→ Class A Common Stock (255,571 underlying)
Conversion
Class B Common Stock
2021-11-22−4,915→ 50,344 total(indirect: See Footnotes)
→ Class A Common Stock (4,915 underlying)
Conversion
Class B Common Stock
2021-11-22−295,898→ 3,031,017 total(indirect: See Footnotes)
→ Class A Common Stock (295,898 underlying)
Conversion
Class B Common Stock
2021-11-23−3,148,685→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (3,148,685 underlying)
Sale
Class A Common Stock
2021-11-22$34.00/sh−255,571$8,689,414→ 0 total(indirect: See Footnotes)
Conversion
Class B Common Stock
2021-11-23−3,031,017→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (3,031,017 underlying)
Conversion
Class A Common Stock
2021-11-22+307,385→ 307,385 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-22+4,915→ 4,915 total(indirect: See Footnotes)
Sale
Class A Common Stock
2021-11-22$34.00/sh−307,385$10,451,090→ 0 total(indirect: See Footnotes)
Conversion
Class B Common Stock
2021-11-23−294,225→ 0 total
→ Class A Common Stock (294,225 underlying)
Conversion
Class B Common Stock
2021-11-23−2,617,925→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (2,617,925 underlying)
Conversion
Class B Common Stock
2021-11-23−50,344→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (50,344 underlying)
Conversion
Class B Common Stock
2021-11-23−184,231→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (184,231 underlying)

Berlinski Milton R.

Director10% Owner

Transactions

Conversion
Class A Common Stock
2021-11-22+307,385→ 307,385 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-22+255,571→ 255,571 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-22+4,915→ 4,915 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-22+295,898→ 295,898 total(indirect: See Footnotes)
Sale
Class A Common Stock
2021-11-22$34.00/sh−307,385$10,451,090→ 0 total(indirect: See Footnotes)
Sale
Class A Common Stock
2021-11-22$34.00/sh−255,571$8,689,414→ 0 total(indirect: See Footnotes)
Sale
Class A Common Stock
2021-11-22$34.00/sh−4,915$167,110→ 0 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-23+2,617,925→ 2,617,925 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-23+184,231→ 184,231 total(indirect: See Footnotes)
Conversion
Class B Common Stock
2021-11-23−2,617,925→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (2,617,925 underlying)
Conversion
Class A Common Stock
2021-11-23+50,344→ 50,344 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-23+3,031,017→ 3,031,017 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-23+294,225→ 294,225 total
Conversion
Class B Common Stock
2021-11-22−307,385→ 3,148,685 total(indirect: See Footnotes)
→ Class A Common Stock (307,385 underlying)
Conversion
Class B Common Stock
2021-11-22−255,571→ 2,617,925 total(indirect: See Footnotes)
→ Class A Common Stock (255,571 underlying)
Conversion
Class B Common Stock
2021-11-22−4,915→ 50,344 total(indirect: See Footnotes)
→ Class A Common Stock (4,915 underlying)
Conversion
Class B Common Stock
2021-11-22−295,898→ 3,031,017 total(indirect: See Footnotes)
→ Class A Common Stock (295,898 underlying)
Conversion
Class B Common Stock
2021-11-23−3,148,685→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (3,148,685 underlying)
Conversion
Class B Common Stock
2021-11-23−50,344→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (50,344 underlying)
Conversion
Class B Common Stock
2021-11-23−3,031,017→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (3,031,017 underlying)
Conversion
Class B Common Stock
2021-11-23−184,231→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (184,231 underlying)
Conversion
Class B Common Stock
2021-11-23−294,225→ 0 total
→ Class A Common Stock (294,225 underlying)
Sale
Class A Common Stock
2021-11-22$34.00/sh−295,898$10,060,532→ 0 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-23+3,148,685→ 3,148,685 total(indirect: See Footnotes)

Reverence Capital Partners LLC

Director10% Owner

Transactions

Conversion
Class A Common Stock
2021-11-22+255,571→ 255,571 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-22+295,898→ 295,898 total(indirect: See Footnotes)
Sale
Class A Common Stock
2021-11-22$34.00/sh−255,571$8,689,414→ 0 total(indirect: See Footnotes)
Sale
Class A Common Stock
2021-11-22$34.00/sh−295,898$10,060,532→ 0 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-23+3,148,685→ 3,148,685 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-23+2,617,925→ 2,617,925 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-23+50,344→ 50,344 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-23+3,031,017→ 3,031,017 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-23+184,231→ 184,231 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-23+294,225→ 294,225 total
Conversion
Class B Common Stock
2021-11-22−307,385→ 3,148,685 total(indirect: See Footnotes)
→ Class A Common Stock (307,385 underlying)
Conversion
Class B Common Stock
2021-11-22−255,571→ 2,617,925 total(indirect: See Footnotes)
→ Class A Common Stock (255,571 underlying)
Conversion
Class B Common Stock
2021-11-22−4,915→ 50,344 total(indirect: See Footnotes)
→ Class A Common Stock (4,915 underlying)
Conversion
Class B Common Stock
2021-11-23−3,148,685→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (3,148,685 underlying)
Conversion
Class B Common Stock
2021-11-23−184,231→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (184,231 underlying)
Conversion
Class A Common Stock
2021-11-22+307,385→ 307,385 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-22+4,915→ 4,915 total(indirect: See Footnotes)
Sale
Class A Common Stock
2021-11-22$34.00/sh−307,385$10,451,090→ 0 total(indirect: See Footnotes)
Sale
Class A Common Stock
2021-11-22$34.00/sh−4,915$167,110→ 0 total(indirect: See Footnotes)
Conversion
Class B Common Stock
2021-11-22−295,898→ 3,031,017 total(indirect: See Footnotes)
→ Class A Common Stock (295,898 underlying)
Conversion
Class B Common Stock
2021-11-23−2,617,925→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (2,617,925 underlying)
Conversion
Class B Common Stock
2021-11-23−50,344→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (50,344 underlying)
Conversion
Class B Common Stock
2021-11-23−3,031,017→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (3,031,017 underlying)
Conversion
Class B Common Stock
2021-11-23−294,225→ 0 total
→ Class A Common Stock (294,225 underlying)

RCP GenPar HoldCo LLC

Director10% Owner

Transactions

Conversion
Class A Common Stock
2021-11-22+307,385→ 307,385 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-22+255,571→ 255,571 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-22+4,915→ 4,915 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-22+295,898→ 295,898 total(indirect: See Footnotes)
Sale
Class A Common Stock
2021-11-22$34.00/sh−4,915$167,110→ 0 total(indirect: See Footnotes)
Conversion
Class B Common Stock
2021-11-22−307,385→ 3,148,685 total(indirect: See Footnotes)
→ Class A Common Stock (307,385 underlying)
Conversion
Class B Common Stock
2021-11-22−4,915→ 50,344 total(indirect: See Footnotes)
→ Class A Common Stock (4,915 underlying)
Conversion
Class B Common Stock
2021-11-23−3,148,685→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (3,148,685 underlying)
Conversion
Class B Common Stock
2021-11-23−50,344→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (50,344 underlying)
Conversion
Class B Common Stock
2021-11-23−3,031,017→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (3,031,017 underlying)
Conversion
Class B Common Stock
2021-11-23−184,231→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (184,231 underlying)
Conversion
Class B Common Stock
2021-11-23−294,225→ 0 total
→ Class A Common Stock (294,225 underlying)
Sale
Class A Common Stock
2021-11-22$34.00/sh−255,571$8,689,414→ 0 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-23+3,148,685→ 3,148,685 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-23+50,344→ 50,344 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-23+3,031,017→ 3,031,017 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-23+184,231→ 184,231 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-23+294,225→ 294,225 total
Conversion
Class B Common Stock
2021-11-22−255,571→ 2,617,925 total(indirect: See Footnotes)
→ Class A Common Stock (255,571 underlying)
Conversion
Class B Common Stock
2021-11-22−295,898→ 3,031,017 total(indirect: See Footnotes)
→ Class A Common Stock (295,898 underlying)
Conversion
Class B Common Stock
2021-11-23−2,617,925→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (2,617,925 underlying)
Sale
Class A Common Stock
2021-11-22$34.00/sh−307,385$10,451,090→ 0 total(indirect: See Footnotes)
Sale
Class A Common Stock
2021-11-22$34.00/sh−295,898$10,060,532→ 0 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-23+2,617,925→ 2,617,925 total(indirect: See Footnotes)

RCP GenPar LP

Director10% Owner

Transactions

Conversion
Class A Common Stock
2021-11-22+307,385→ 307,385 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-22+255,571→ 255,571 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-22+4,915→ 4,915 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-22+295,898→ 295,898 total(indirect: See Footnotes)
Sale
Class A Common Stock
2021-11-22$34.00/sh−307,385$10,451,090→ 0 total(indirect: See Footnotes)
Sale
Class A Common Stock
2021-11-22$34.00/sh−255,571$8,689,414→ 0 total(indirect: See Footnotes)
Sale
Class A Common Stock
2021-11-22$34.00/sh−4,915$167,110→ 0 total(indirect: See Footnotes)
Sale
Class A Common Stock
2021-11-22$34.00/sh−295,898$10,060,532→ 0 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-23+2,617,925→ 2,617,925 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-23+50,344→ 50,344 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-23+3,031,017→ 3,031,017 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-23+184,231→ 184,231 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-23+294,225→ 294,225 total
Conversion
Class B Common Stock
2021-11-22−307,385→ 3,148,685 total(indirect: See Footnotes)
→ Class A Common Stock (307,385 underlying)
Conversion
Class B Common Stock
2021-11-22−255,571→ 2,617,925 total(indirect: See Footnotes)
→ Class A Common Stock (255,571 underlying)
Conversion
Class B Common Stock
2021-11-22−4,915→ 50,344 total(indirect: See Footnotes)
→ Class A Common Stock (4,915 underlying)
Conversion
Class B Common Stock
2021-11-22−295,898→ 3,031,017 total(indirect: See Footnotes)
→ Class A Common Stock (295,898 underlying)
Conversion
Class B Common Stock
2021-11-23−3,031,017→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (3,031,017 underlying)
Conversion
Class A Common Stock
2021-11-23+3,148,685→ 3,148,685 total(indirect: See Footnotes)
Conversion
Class B Common Stock
2021-11-23−3,148,685→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (3,148,685 underlying)
Conversion
Class B Common Stock
2021-11-23−2,617,925→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (2,617,925 underlying)
Conversion
Class B Common Stock
2021-11-23−50,344→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (50,344 underlying)
Conversion
Class B Common Stock
2021-11-23−184,231→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (184,231 underlying)
Conversion
Class B Common Stock
2021-11-23−294,225→ 0 total
→ Class A Common Stock (294,225 underlying)

RCP Opp Fund I GP, L.P.

Director10% Owner

Transactions

Conversion
Class A Common Stock
2021-11-22+255,571→ 255,571 total(indirect: See Footnotes)
Sale
Class A Common Stock
2021-11-22$34.00/sh−4,915$167,110→ 0 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-22+295,898→ 295,898 total(indirect: See Footnotes)
Sale
Class A Common Stock
2021-11-22$34.00/sh−307,385$10,451,090→ 0 total(indirect: See Footnotes)
Sale
Class A Common Stock
2021-11-22$34.00/sh−255,571$8,689,414→ 0 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-23+3,148,685→ 3,148,685 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-23+50,344→ 50,344 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-23+184,231→ 184,231 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-23+294,225→ 294,225 total
Conversion
Class B Common Stock
2021-11-22−307,385→ 3,148,685 total(indirect: See Footnotes)
→ Class A Common Stock (307,385 underlying)
Conversion
Class B Common Stock
2021-11-23−3,148,685→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (3,148,685 underlying)
Conversion
Class B Common Stock
2021-11-23−50,344→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (50,344 underlying)
Conversion
Class B Common Stock
2021-11-23−3,031,017→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (3,031,017 underlying)
Conversion
Class B Common Stock
2021-11-23−184,231→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (184,231 underlying)
Conversion
Class B Common Stock
2021-11-23−294,225→ 0 total
→ Class A Common Stock (294,225 underlying)
Conversion
Class A Common Stock
2021-11-22+307,385→ 307,385 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-22+4,915→ 4,915 total(indirect: See Footnotes)
Sale
Class A Common Stock
2021-11-22$34.00/sh−295,898$10,060,532→ 0 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-23+2,617,925→ 2,617,925 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-23+3,031,017→ 3,031,017 total(indirect: See Footnotes)
Conversion
Class B Common Stock
2021-11-22−255,571→ 2,617,925 total(indirect: See Footnotes)
→ Class A Common Stock (255,571 underlying)
Conversion
Class B Common Stock
2021-11-22−4,915→ 50,344 total(indirect: See Footnotes)
→ Class A Common Stock (4,915 underlying)
Conversion
Class B Common Stock
2021-11-22−295,898→ 3,031,017 total(indirect: See Footnotes)
→ Class A Common Stock (295,898 underlying)
Conversion
Class B Common Stock
2021-11-23−2,617,925→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (2,617,925 underlying)

Reverence Capital Partners Opportunities Fund I, L.P.

Director10% Owner

Transactions

Conversion
Class A Common Stock
2021-11-22+307,385→ 307,385 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-22+255,571→ 255,571 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-22+4,915→ 4,915 total(indirect: See Footnotes)
Sale
Class A Common Stock
2021-11-22$34.00/sh−307,385$10,451,090→ 0 total(indirect: See Footnotes)
Sale
Class A Common Stock
2021-11-22$34.00/sh−4,915$167,110→ 0 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-23+3,148,685→ 3,148,685 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-23+2,617,925→ 2,617,925 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-23+50,344→ 50,344 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-23+3,031,017→ 3,031,017 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-23+184,231→ 184,231 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-23+294,225→ 294,225 total
Conversion
Class B Common Stock
2021-11-22−307,385→ 3,148,685 total(indirect: See Footnotes)
→ Class A Common Stock (307,385 underlying)
Conversion
Class B Common Stock
2021-11-22−255,571→ 2,617,925 total(indirect: See Footnotes)
→ Class A Common Stock (255,571 underlying)
Conversion
Class B Common Stock
2021-11-22−4,915→ 50,344 total(indirect: See Footnotes)
→ Class A Common Stock (4,915 underlying)
Conversion
Class B Common Stock
2021-11-22−295,898→ 3,031,017 total(indirect: See Footnotes)
→ Class A Common Stock (295,898 underlying)
Conversion
Class B Common Stock
2021-11-23−3,148,685→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (3,148,685 underlying)
Conversion
Class B Common Stock
2021-11-23−2,617,925→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (2,617,925 underlying)
Conversion
Class B Common Stock
2021-11-23−50,344→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (50,344 underlying)
Conversion
Class B Common Stock
2021-11-23−3,031,017→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (3,031,017 underlying)
Conversion
Class B Common Stock
2021-11-23−184,231→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (184,231 underlying)
Conversion
Class B Common Stock
2021-11-23−294,225→ 0 total
→ Class A Common Stock (294,225 underlying)
Conversion
Class A Common Stock
2021-11-22+295,898→ 295,898 total(indirect: See Footnotes)
Sale
Class A Common Stock
2021-11-22$34.00/sh−255,571$8,689,414→ 0 total(indirect: See Footnotes)
Sale
Class A Common Stock
2021-11-22$34.00/sh−295,898$10,060,532→ 0 total(indirect: See Footnotes)

Reverence Capital Partners Opportunities Fund I (Cayman), L.P.

Director10% Owner

Transactions

Conversion
Class B Common Stock
2021-11-23−50,344→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (50,344 underlying)
Conversion
Class B Common Stock
2021-11-23−3,031,017→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (3,031,017 underlying)
Conversion
Class B Common Stock
2021-11-23−184,231→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (184,231 underlying)
Conversion
Class A Common Stock
2021-11-22+307,385→ 307,385 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-22+255,571→ 255,571 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-22+4,915→ 4,915 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-22+295,898→ 295,898 total(indirect: See Footnotes)
Sale
Class A Common Stock
2021-11-22$34.00/sh−307,385$10,451,090→ 0 total(indirect: See Footnotes)
Sale
Class A Common Stock
2021-11-22$34.00/sh−255,571$8,689,414→ 0 total(indirect: See Footnotes)
Sale
Class A Common Stock
2021-11-22$34.00/sh−4,915$167,110→ 0 total(indirect: See Footnotes)
Sale
Class A Common Stock
2021-11-22$34.00/sh−295,898$10,060,532→ 0 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-23+184,231→ 184,231 total(indirect: See Footnotes)
Conversion
Class B Common Stock
2021-11-22−307,385→ 3,148,685 total(indirect: See Footnotes)
→ Class A Common Stock (307,385 underlying)
Conversion
Class B Common Stock
2021-11-22−255,571→ 2,617,925 total(indirect: See Footnotes)
→ Class A Common Stock (255,571 underlying)
Conversion
Class B Common Stock
2021-11-22−295,898→ 3,031,017 total(indirect: See Footnotes)
→ Class A Common Stock (295,898 underlying)
Conversion
Class B Common Stock
2021-11-23−2,617,925→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (2,617,925 underlying)
Conversion
Class B Common Stock
2021-11-23−294,225→ 0 total
→ Class A Common Stock (294,225 underlying)
Conversion
Class A Common Stock
2021-11-23+3,148,685→ 3,148,685 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-23+2,617,925→ 2,617,925 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-23+50,344→ 50,344 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-23+3,031,017→ 3,031,017 total(indirect: See Footnotes)
Conversion
Class A Common Stock
2021-11-23+294,225→ 294,225 total
Conversion
Class B Common Stock
2021-11-22−4,915→ 50,344 total(indirect: See Footnotes)
→ Class A Common Stock (4,915 underlying)
Conversion
Class B Common Stock
2021-11-23−3,148,685→ 0 total(indirect: See Footnotes)
→ Class A Common Stock (3,148,685 underlying)

Footnotes (10)

[F1]Reflects the conversion of shares of Class B Common Stock of the Issuer ("Class B Shares") into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis. Class B Shares are convertible into Class A Shares on a one-for-one basis at any time by the holder and have no expiration date.
[F10]On November 19, 2021, the Issuer held a special meeting of stockholders at which the stockholders approved an amendment to the Issuer's certificate of incorporation to convert all outstanding shares of Class B Shares into an equal number of shares of Class A Shares on a one-for-one basis (the "Conversion"). The Conversion was effected on November 23, 2021, upon the Issuer's filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware.
[F2]Reflects the sale of Class A Shares by certain of the Reporting Persons in connection with a secondary offering of the Issuer pursuant to an underwriting agreement, dated November 17, 2021, at a public offering price of $34.00 per Class A Share (the "Secondary Offering"). The Secondary Offering closed on November 22, 2021. The material terms of the Secondary Offering are described in the prospectus supplement, dated November 17, 2021, filed with by the Issuer with the Securities and Exchange Commission on November 18, 2021.
[F3]Shares owned directly by Reverence Capital Partners Opportunities Fund I, L.P. (and together with Reverence Capital Partners Opportunities Fund I (Cayman), L.P. and Reverence Capital Partners Opportunities Fund I (AI), L.P., the "Reverence Capital Funds")
[F4]Shares owned directly by Reverence Capital Partners Opportunities Fund I (Cayman), L.P.
[F5]Shares owned directly by Reverence Capital Partners Opportunities Fund I (AI), L.P.
[F6]Shares owned directly by RCP Lake Co-Invest, L.P. RCP Co-Invest GP LLC is the general partner of RCP Lake Co-Invest, L.P. Reverence Capital Partners LLC is the managing member of RCP Co-Invest GP LLC. Each of Reverence Capital Partners LLC and RCP Co-Invest GP LLC may be deemed to have beneficial ownership of the shares owned directly by RCP Lake Co-Invest, L.P.
[F7]RCP Opp Fund I GP, L.P. is the general partner of each of the Reverence Capital Funds. RCP GenPar LP is the general partner of RCP Opp Fund I GP, L.P. RCP GenPar HoldCo LLC is the general partner of RCP GenPar LP. Mr. Berlinski is the sole member of RCP GenPar HoldCo LLC. Each of Mr. Berlinski, RCP GenPar HoldCo LLC, RCP GenPar LP and RCP Opp Fund I GP, L.P. may be deemed to have beneficial ownership of the shares owned directly by the Reverence Capital Funds.
[F8]Shares owned directly by MRB ICBC LLC, an entity which Mr. Berlinski controls.
[F9]Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Documents

2 files

Issuer

Victory Capital Holdings, Inc.

CIK 0001570827

→

Entity typeother

Related Parties

filerCIK 0001729927

Filing Metadata

Form type: 4
Filed: Nov 23, 7:00 PM ET
Accepted: Nov 24, 4:11 PM ET
Size: 104.6 KB

View on SEC.gov