4//SEC Filing
Berlinski Milton R. 4
Accession 0001104659-21-145082
CIK 0001570827other
Filed
Nov 29, 7:00 PM ET
Accepted
Nov 30, 6:46 PM ET
Size
57.9 KB
Accession
0001104659-21-145082
Insider Transaction Report
Form 4
RCP Co-Invest GP LLC
Director10% Owner
Transactions
- Sale
Class A Common Stock
2021-11-29$34.00/sh−38,335$1,303,390→ 2,579,590 total(indirect: See Footnote) - Sale
Class A Common Stock
2021-11-29$34.00/sh−737$25,058→ 49,607 total(indirect: See Footnote) - Sale
Class A Common Stock
2021-11-29$34.00/sh−44,385$1,509,090→ 2,986,632 total(indirect: See Footnote) - Sale
Class A Common Stock
2021-11-29$34.00/sh−46,108$1,567,672→ 3,102,577 total(indirect: See Footnote)
RCP Lake Co-Invest, L.P.
Director10% Owner
Transactions
- Sale
Class A Common Stock
2021-11-29$34.00/sh−46,108$1,567,672→ 3,102,577 total(indirect: See Footnote) - Sale
Class A Common Stock
2021-11-29$34.00/sh−38,335$1,303,390→ 2,579,590 total(indirect: See Footnote) - Sale
Class A Common Stock
2021-11-29$34.00/sh−737$25,058→ 49,607 total(indirect: See Footnote) - Sale
Class A Common Stock
2021-11-29$34.00/sh−44,385$1,509,090→ 2,986,632 total(indirect: See Footnote)
Berlinski Milton R.
Director10% Owner
Transactions
- Sale
Class A Common Stock
2021-11-29$34.00/sh−38,335$1,303,390→ 2,579,590 total(indirect: See Footnote) - Sale
Class A Common Stock
2021-11-29$34.00/sh−44,385$1,509,090→ 2,986,632 total(indirect: See Footnote) - Sale
Class A Common Stock
2021-11-29$34.00/sh−46,108$1,567,672→ 3,102,577 total(indirect: See Footnote) - Sale
Class A Common Stock
2021-11-29$34.00/sh−737$25,058→ 49,607 total(indirect: See Footnote)
Reverence Capital Partners LLC
Director10% Owner
Transactions
- Sale
Class A Common Stock
2021-11-29$34.00/sh−46,108$1,567,672→ 3,102,577 total(indirect: See Footnote) - Sale
Class A Common Stock
2021-11-29$34.00/sh−38,335$1,303,390→ 2,579,590 total(indirect: See Footnote) - Sale
Class A Common Stock
2021-11-29$34.00/sh−737$25,058→ 49,607 total(indirect: See Footnote) - Sale
Class A Common Stock
2021-11-29$34.00/sh−44,385$1,509,090→ 2,986,632 total(indirect: See Footnote)
RCP GenPar HoldCo LLC
Director10% Owner
Transactions
- Sale
Class A Common Stock
2021-11-29$34.00/sh−737$25,058→ 49,607 total(indirect: See Footnote) - Sale
Class A Common Stock
2021-11-29$34.00/sh−44,385$1,509,090→ 2,986,632 total(indirect: See Footnote) - Sale
Class A Common Stock
2021-11-29$34.00/sh−46,108$1,567,672→ 3,102,577 total(indirect: See Footnote) - Sale
Class A Common Stock
2021-11-29$34.00/sh−38,335$1,303,390→ 2,579,590 total(indirect: See Footnote)
Reverence Capital Partners Opportunities Fund I, L.P.
Director10% Owner
Transactions
- Sale
Class A Common Stock
2021-11-29$34.00/sh−38,335$1,303,390→ 2,579,590 total(indirect: See Footnote) - Sale
Class A Common Stock
2021-11-29$34.00/sh−44,385$1,509,090→ 2,986,632 total(indirect: See Footnote) - Sale
Class A Common Stock
2021-11-29$34.00/sh−46,108$1,567,672→ 3,102,577 total(indirect: See Footnote) - Sale
Class A Common Stock
2021-11-29$34.00/sh−737$25,058→ 49,607 total(indirect: See Footnote)
RCP Opp Fund I GP, L.P.
Director10% Owner
Transactions
- Sale
Class A Common Stock
2021-11-29$34.00/sh−38,335$1,303,390→ 2,579,590 total(indirect: See Footnote) - Sale
Class A Common Stock
2021-11-29$34.00/sh−46,108$1,567,672→ 3,102,577 total(indirect: See Footnote) - Sale
Class A Common Stock
2021-11-29$34.00/sh−44,385$1,509,090→ 2,986,632 total(indirect: See Footnote) - Sale
Class A Common Stock
2021-11-29$34.00/sh−737$25,058→ 49,607 total(indirect: See Footnote)
Reverence Capital Partners Opportunities Fund I (Cayman), L.P.
Director10% Owner
Transactions
- Sale
Class A Common Stock
2021-11-29$34.00/sh−38,335$1,303,390→ 2,579,590 total(indirect: See Footnote) - Sale
Class A Common Stock
2021-11-29$34.00/sh−46,108$1,567,672→ 3,102,577 total(indirect: See Footnote) - Sale
Class A Common Stock
2021-11-29$34.00/sh−737$25,058→ 49,607 total(indirect: See Footnote) - Sale
Class A Common Stock
2021-11-29$34.00/sh−44,385$1,509,090→ 2,986,632 total(indirect: See Footnote)
Reverence Capital Partners Opportunities Fund I (AI), L.P.
Director10% Owner
Transactions
- Sale
Class A Common Stock
2021-11-29$34.00/sh−46,108$1,567,672→ 3,102,577 total(indirect: See Footnote) - Sale
Class A Common Stock
2021-11-29$34.00/sh−737$25,058→ 49,607 total(indirect: See Footnote) - Sale
Class A Common Stock
2021-11-29$34.00/sh−38,335$1,303,390→ 2,579,590 total(indirect: See Footnote) - Sale
Class A Common Stock
2021-11-29$34.00/sh−44,385$1,509,090→ 2,986,632 total(indirect: See Footnote)
RCP GenPar LP
Director10% Owner
Transactions
- Sale
Class A Common Stock
2021-11-29$34.00/sh−44,385$1,509,090→ 2,986,632 total(indirect: See Footnote) - Sale
Class A Common Stock
2021-11-29$34.00/sh−46,108$1,567,672→ 3,102,577 total(indirect: See Footnote) - Sale
Class A Common Stock
2021-11-29$34.00/sh−38,335$1,303,390→ 2,579,590 total(indirect: See Footnote) - Sale
Class A Common Stock
2021-11-29$34.00/sh−737$25,058→ 49,607 total(indirect: See Footnote)
Footnotes (7)
- [F1]Reflects the sale of Class A Shares by certain of the Reporting Persons in connection with the exercise of the underwriters' greenshoe option of the previously reported secondary offering of the Issuer pursuant to an underwriting agreement, dated November 17, 2021, at a public offering price of $34.00 per Class A Share (the "Secondary Offering"). The Secondary Offering closed on November 22, 2021. The material terms of the Secondary Offering are described in the prospectus supplement, dated November 17, 2021, filed with by the Issuer with the Securities and Exchange Commission on November 18, 2021.
- [F2]Shares owned directly by Reverence Capital Partners Opportunities Fund I, L.P. (and together with Reverence Capital Partners Opportunities Fund I (Cayman), L.P. and Reverence Capital Partners Opportunities Fund I (AI), L.P., the "Reverence Capital Funds")
- [F3]Shares owned directly by Reverence Capital Partners Opportunities Fund I (Cayman), L.P.
- [F4]Shares owned directly by Reverence Capital Partners Opportunities Fund I (AI), L.P.
- [F5]Shares owned directly by RCP Lake Co-Invest, L.P. RCP Co-Invest GP LLC is the general partner of RCP Lake Co-Invest, L.P. Reverence Capital Partners LLC is the managing member of RCP Co-Invest GP LLC. Each of Reverence Capital Partners LLC and RCP Co-Invest GP LLC may be deemed to have beneficial ownership of the shares owned directly by RCP Lake Co-Invest, L.P.
- [F6]Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.
- [F7]RCP Opp Fund I GP, L.P. is the general partner of each of the Reverence Capital Funds. RCP GenPar LP is the general partner of RCP Opp Fund I GP, L.P. RCP GenPar HoldCo LLC is the general partner of RCP GenPar LP. Mr. Berlinski is the sole member of RCP GenPar HoldCo LLC. Each of Mr. Berlinski, RCP GenPar HoldCo LLC, RCP GenPar LP and RCP Opp Fund I GP, L.P. may be deemed to have beneficial ownership of the shares owned directly by the Reverence Capital Funds.
Issuer
Victory Capital Holdings, Inc.
CIK 0001570827
Entity typeother
Related Parties
1- filerCIK 0001729927
Filing Metadata
- Form type
- 4
- Filed
- Nov 29, 7:00 PM ET
- Accepted
- Nov 30, 6:46 PM ET
- Size
- 57.9 KB