|4Dec 6, 9:42 PM ET

LIPMAN JOHN C 4

4 · Roth CH Acquisition V Co. · Filed Dec 6, 2021

Insider Transaction Report

Form 4
Period: 2021-12-03
LIPMAN JOHN C
DirectorCo-Chief Executive Officer10% Owner
Transactions
  • Purchase

    Warrants to purchase Common Stock

    2021-12-03+55,97455,974 total
    Exercise: $11.50Common Stock (55,974 underlying)
  • Purchase

    Common Stock

    2021-12-03$10.00/sh+111,948$1,119,480802,232 total
Footnotes (3)
  • [F1]The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant.
  • [F2]The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.
  • [F3]The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

Documents

1 file
  • 4
    tm2134740-3_4seq1.xmlPrimary

    OWNERSHIP DOCUMENT