ROTH GORDON J 4
4 · Roth CH Acquisition V Co. · Filed Dec 6, 2021
Insider Transaction Report
Form 4
ROTH GORDON J
Chief Financial Officer10% Owner
Transactions
- Purchase
Common Stock
2021-12-03$10.00/sh+106,559$1,065,590→ 763,615 total(indirect: See Footnote) - Purchase
Warrants to purchase Common Stock
2021-12-03+53,279→ 53,279 total(indirect: See Footnote)Exercise: $11.50→ Common Stock (53,279 underlying) - Purchase
Common Stock
2021-12-03$10.00/sh+13,808$138,080→ 98,951 total - Purchase
Warrants to purchase Common Stock
2021-12-03+6,904→ 6,904 totalExercise: $11.50→ Common Stock (6,904 underlying)
Footnotes (4)
- [F1]The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant.
- [F2]Owned by CR Financial Holdings, Inc., over which Byron Roth and Gordon Roth have voting and dispositive power.
- [F3]The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.
- [F4]The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.