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CHADHA PAR 4

Accession 0001104659-21-148385

CIK 0001620179other
View on SEC.govCompany Profile

Filed

Dec 9, 7:00 PM ET

Accepted

Dec 10, 8:50 AM ET

Size

26.5 KB

Accession

0001104659-21-148385

Insider Transaction Report

Form 4
Period: 2021-12-09
Exela Technologies, Inc.XELA
HandsOn Global Management, LLC
Director10% Owner
Transactions
  • Award

    Common Stock, par value $0.0001 per share (''Common Stock'')

    2021-12-09$1.26/sh+158,730$200,000→ 208,777 total
Holdings

  • Common Stock

    (indirect: See Footnote)
    104,083

  • Common Stock

    (indirect: See Footnote)
    15,500

  • Common Stock

    (indirect: See Footnote)
    62,500

  • Common Stock

    (indirect: See Footnote)
    960,633

  • Common Stock

    (indirect: See Footnote)
    3,975,439

  • Common Stock

    (indirect: See Footnote)
    5,712,123
Chadha Sharon
Director10% Owner
Transactions
  • Award

    Common Stock, par value $0.0001 per share (''Common Stock'')

    2021-12-09$1.26/sh+158,730$200,000→ 208,777 total
Holdings

  • Common Stock

    (indirect: See Footnote)
    5,712,123

  • Common Stock

    (indirect: See Footnote)
    15,500

  • Common Stock

    (indirect: See Footnote)
    62,500

  • Common Stock

    (indirect: See Footnote)
    3,975,439

  • Common Stock

    (indirect: See Footnote)
    104,083

  • Common Stock

    (indirect: See Footnote)
    960,633
CHADHA PAR
Director10% Owner
Transactions
  • Award

    Common Stock, par value $0.0001 per share (''Common Stock'')

    2021-12-09$1.26/sh+158,730$200,000→ 208,777 total
Holdings

  • Common Stock

    (indirect: See Footnote)
    3,975,439

  • Common Stock

    (indirect: See Footnote)
    15,500

  • Common Stock

    (indirect: See Footnote)
    104,083

  • Common Stock

    (indirect: See Footnote)
    960,633

  • Common Stock

    (indirect: See Footnote)
    62,500

  • Common Stock

    (indirect: See Footnote)
    5,712,123
HOV Capital III LLC
Director10% Owner
Transactions
  • Award

    Common Stock, par value $0.0001 per share (''Common Stock'')

    2021-12-09$1.26/sh+158,730$200,000→ 208,777 total
Holdings

  • Common Stock

    (indirect: See Footnote)
    3,975,439

  • Common Stock

    (indirect: See Footnote)
    15,500

  • Common Stock

    (indirect: See Footnote)
    960,633

  • Common Stock

    (indirect: See Footnote)
    62,500

  • Common Stock

    (indirect: See Footnote)
    5,712,123

  • Common Stock

    (indirect: See Footnote)
    104,083
HOVS LLC
Director10% Owner
Transactions
  • Award

    Common Stock, par value $0.0001 per share (''Common Stock'')

    2021-12-09$1.26/sh+158,730$200,000→ 208,777 total
Holdings

  • Common Stock

    (indirect: See Footnote)
    5,712,123

  • Common Stock

    (indirect: See Footnote)
    960,633

  • Common Stock

    (indirect: See Footnote)
    62,500

  • Common Stock

    (indirect: See Footnote)
    3,975,439

  • Common Stock

    (indirect: See Footnote)
    104,083

  • Common Stock

    (indirect: See Footnote)
    15,500
HandsOn 3, LLC
Director
Transactions
  • Award

    Common Stock, par value $0.0001 per share (''Common Stock'')

    2021-12-09$1.26/sh+158,730$200,000→ 208,777 total
Holdings

  • Common Stock

    (indirect: See Footnote)
    3,975,439

  • Common Stock

    (indirect: See Footnote)
    5,712,123

  • Common Stock

    (indirect: See Footnote)
    104,083

  • Common Stock

    (indirect: See Footnote)
    960,633

  • Common Stock

    (indirect: See Footnote)
    62,500

  • Common Stock

    (indirect: See Footnote)
    15,500
Adesi 234 LLC
Director10% Owner
Transactions
  • Award

    Common Stock, par value $0.0001 per share (''Common Stock'')

    2021-12-09$1.26/sh+158,730$200,000→ 208,777 total
Holdings

  • Common Stock

    (indirect: See Footnote)
    15,500

  • Common Stock

    (indirect: See Footnote)
    3,975,439

  • Common Stock

    (indirect: See Footnote)
    5,712,123

  • Common Stock

    (indirect: See Footnote)
    960,633

  • Common Stock

    (indirect: See Footnote)
    62,500

  • Common Stock

    (indirect: See Footnote)
    104,083
hof 2 llc
Director10% Owner
Transactions
  • Award

    Common Stock, par value $0.0001 per share (''Common Stock'')

    2021-12-09$1.26/sh+158,730$200,000→ 208,777 total
Holdings

  • Common Stock

    (indirect: See Footnote)
    104,083

  • Common Stock

    (indirect: See Footnote)
    62,500

  • Common Stock

    (indirect: See Footnote)
    960,633

  • Common Stock

    (indirect: See Footnote)
    3,975,439

  • Common Stock

    (indirect: See Footnote)
    5,712,123

  • Common Stock

    (indirect: See Footnote)
    15,500
HOV Services Ltd
Director10% Owner
Transactions
  • Award

    Common Stock, par value $0.0001 per share (''Common Stock'')

    2021-12-09$1.26/sh+158,730$200,000→ 208,777 total
Holdings

  • Common Stock

    (indirect: See Footnote)
    5,712,123

  • Common Stock

    (indirect: See Footnote)
    15,500

  • Common Stock

    (indirect: See Footnote)
    3,975,439

  • Common Stock

    (indirect: See Footnote)
    104,083

  • Common Stock

    (indirect: See Footnote)
    62,500

  • Common Stock

    (indirect: See Footnote)
    960,633
HandsOn Fund 4 I, LLC
Director10% Owner
Transactions
  • Award

    Common Stock, par value $0.0001 per share (''Common Stock'')

    2021-12-09$1.26/sh+158,730$200,000→ 208,777 total
Holdings

  • Common Stock

    (indirect: See Footnote)
    62,500

  • Common Stock

    (indirect: See Footnote)
    104,083

  • Common Stock

    (indirect: See Footnote)
    960,633

  • Common Stock

    (indirect: See Footnote)
    15,500

  • Common Stock

    (indirect: See Footnote)
    3,975,439

  • Common Stock

    (indirect: See Footnote)
    5,712,123
Footnotes (11)
  • [F1]HOVS LLC, a Delaware limited liability company ("HOVS"), HandsOn Fund 4 I, LLC, a Nevada limited liability company ("HOF 4"), and HOV Capital III, LLC, a Nevada limited liability company ("HOV 3") each directly own shares of Exela Technologies, Inc. (the "Issuer"). HOVS is a wholly-owned subsidiary of HOV Services Ltd., an Indian limited company ("HOV Services" and together with HandsOn Global Management, LLC, a Delaware limited liability company ("HGM"), HOVS, HOF 2 LLC, a Nevada limited liability company ("HOF 2"), HOF 4, HOV 3, and Adesi 234 LLC, a Nevada limited liability company ("Adesi"), the "HGM Group")). Adesi and HOF 2 LLC together own a majority of HOF 4. Adesi and HOF 2, own a majority of the equity interests of HOV 3.
  • [F10]The number of shares reported in this Form 4 account for the one-for-three Reverse Stock Split effected by the Issuer on January 25, 2021.
  • [F11]On December 9, pursuant to the Subscription Agreement by and between Par Chadha and Exela Technologies, Inc., Par Chadha purchased 158,730 shares of Common Stock for an aggregate purchase price of $200,000. The amount of purchased shares was calculated based on the share price at the close of business on December 8, 2021.
  • [F2]Mr. Par Chadha, may be deemed to control HandsOn 3, LLC, a Nevada limited liability company ("HOF 3") and the HGM Group. The parties identified above and HGM may be deemed to beneficially own any shares of the Issuer owned by the entities in which they are beneficial owners. Each member of the HGM Group disclaims beneficial ownership of any shares of the Issuer owned by any other member of the HGM Group, except to the extent of its pecuniary interest therein. Solely for purposes of Section 16 of the Exchange Act, the HGM Group may be deemed to be directors-by-deputization by virtue of the HGM Group's contractual right to designate directors to the board of directors of the Issuer. For purposes of the exemption under Rule 16b-3 promulgated under the Securities Exchange Act of 1934, as amended.
  • [F3]Shares owned directly by Sharon Chadha, Par Chadha's spouse.
  • [F4]The Reporting Person disclaims beneficial ownership of any shares of the Issuer owned by such other Persons, except to the extent of her pecuniary interest therein.
  • [F5]Shares directly owned by HOF 2.
  • [F6]Shares directly owned by HGM.
  • [F7]Shares directly owned by HOVS.
  • [F8]Shares directly owned by Adesi.
  • [F9]Shares directly owned by HOF 3.

Documents

1 file

Issuer

Exela Technologies, Inc.

CIK 0001620179

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Entity typeother

Related Parties

1
  • filerCIK 0000938202

Filing Metadata

Form type
4
Filed
Dec 9, 7:00 PM ET
Accepted
Dec 10, 8:50 AM ET
Size
26.5 KB
View on SEC.gov