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4//SEC Filing

King Simon P. 4

Accession 0001104659-22-008271

CIK 0001817760other

Filed

Jan 26, 7:00 PM ET

Accepted

Jan 27, 4:01 PM ET

Size

8.1 KB

Accession

0001104659-22-008271

Insider Transaction Report

Form 4
Period: 2022-01-27
Transactions
  • Purchase

    Common Stock

    2022-01-27$2.00/sh+13,625$27,25059,721 total(indirect: By Octopus Investments Nominees Limited)
  • Purchase

    Common Stock

    2022-01-27$2.00/sh+986,375$1,972,7507,416,307 total(indirect: By Octopus Titan VCT Plc)
Footnotes (2)
  • [F1]Reporting person is a partner of Octopus Investments Limited, which is the manager of Octopus Titan VCT Plc. Through his position with Octopus Investments Limited, the reporting person is deemed to control the voting and disposition of the shares of the common stock held by the Octopus Titan VCT Plc. The reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, if any. This report shall not be deemed an admission that the reporting person, Octopus Titan VCT Plc or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
  • [F2]Reporting person is a partner of Octopus Investments Limited, which is the manager of Octopus Investments Nominees Limited. Through his position with Octopus Investments Limited, the reporting person is deemed to control the voting and disposition of the shares of the common stock held by the Octopus Investments Nominees Limited. The reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, if any. This report shall not be deemed an admission that the reporting person, Octopus Investments Nominees Limited or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Issuer

SmartKem, Inc.

CIK 0001817760

Entity typeother

Related Parties

1
  • filerCIK 0001845759

Filing Metadata

Form type
4
Filed
Jan 26, 7:00 PM ET
Accepted
Jan 27, 4:01 PM ET
Size
8.1 KB