|4Apr 29, 1:42 PM ET

Eriksen Howard Timothy 4

4 · NOCOPI TECHNOLOGIES INC/MD/ · Filed Apr 29, 2022

Insider Transaction Report

Form 4
Period: 2022-04-28
Transactions
  • Purchase

    Common Stock

    2022-04-28$0.16/sh+225,000$35,5507,341,126 total(indirect: See footnote)
Holdings
  • Common Stock

    639,886
Footnotes (2)
  • [F1]These securities are held in one or more accounts managed by Eriksen Capital Management LLC ("ECM") or affiliated entities. 6,886,642 shares are owned by Cedar Creek Partners LLC and 454,484 shares are owned in separately managed accounts. These securities may be deemed to be beneficially owned by the reporting persons because he controls ECM, and ECM may be deemed to have a beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.
  • [F2]The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Documents

1 file
  • 4
    tm2214059-1_4seq1.xmlPrimary

    OWNERSHIP DOCUMENT