4/A//SEC Filing
Dakos Andrew 4/A
Accession 0001104659-22-069596
CIK 0000810943other
Filed
Jun 8, 8:00 PM ET
Accepted
Jun 9, 2:05 PM ET
Size
6.0 KB
Accession
0001104659-22-069596
Insider Transaction Report
Form 4/AAmended
Dakos Andrew
10% Owner
Transactions
- Exercise/Conversion
Common Stock
2021-11-01$8.36/sh+33,301$278,396→ 35,046 total
Footnotes (2)
- [F1]Non-transferable rights were issued to stockholders of record as of September 22, 2021 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Each right entitled its holder to purchase one share of common stock and fully-subscribed holders were entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing.
- [F2]This Form 4/A is being filed to amend and correct Form 4 filed on behalf of the reporting person on November 3, 2021. Due to administrative error, the earlier form incorrectly reported the number of shares of common stock purchased in the rights offering. Column 4 (Amount of Securities Acquired) and Column 5 (Amount of Securities Beneficially Owned Following the Reported Transaction(s)) of Table I are corrected in this Form 4/A
Documents
Issuer
HIGH INCOME SECURITIES FUND
CIK 0000810943
Entity typeother
Related Parties
1- filerCIK 0001341021
Filing Metadata
- Form type
- 4/A
- Filed
- Jun 8, 8:00 PM ET
- Accepted
- Jun 9, 2:05 PM ET
- Size
- 6.0 KB