Home/Filings/4/0001104659-22-097085
4//SEC Filing

George Stephen J. 4

Accession 0001104659-22-097085

CIK 0001827821other

Filed

Aug 31, 8:00 PM ET

Accepted

Sep 1, 5:03 PM ET

Size

7.8 KB

Accession

0001104659-22-097085

Insider Transaction Report

Form 4
Period: 2022-08-30
Transactions
  • Award

    Common Stock, $0.0001 par value per share

    2022-08-30+24,00024,000 total
Holdings
  • Common Stock, $0.0001 par value per share

    (indirect: Panorama Growth Partners II, LP)
    2,957,103
  • Common Stock, $0.0001 par value per share

    (indirect: By LLC)
    1,434,124
Footnotes (2)
  • [F1]These shares represent restricted stock units granted under the Forge Global Holdings, Inc. 2022 Stock Option and Incentive Plan (the "Plan"). Each unit represents a right to receive one share of the Issuer's Common Stock. Subject to the Reporting Person's continued Service Relationship (as defined in the Plan) through each applicable vesting date, 1/12th of the shares subject to the award shall vest and settle beginning on the first Quarterly Vesting Date occurring after the date the Reporting Person's service as a non-employee member of the Board of Directors of the Issuer commenced and each Quarterly Vesting Date thereafter, or as soon as practicable following such applicable vesting date. Quarterly Vesting Dates are defined as March 1, June 1, September 1, and December 1 of a given year.
  • [F2]Includes 2,957,103 shares of Common Stock held by Panorama Growth Partners II, LP and 1,434,124 shares of Common Stock held by Panorama Equidate Co-Investment, LLC. Panorama Point Partners GP II, LLC, an entity which is managed by the Reporting Person, is the general partner of Panorama Growth Partners II, LP. Panorama Point Partners, LLC, an entity which the Reporting Person is the controlling manager, is the manager of Panorama Equidate Co-Investment, LLC. The Reporting Person disclaims beneficial ownership of all securities held by Panorama Growth Partners II, LP and Panorama Equidate Co-Investment, LLC except to the extent of his pecuniary interest therein.

Issuer

Forge Global Holdings, Inc.

CIK 0001827821

Entity typeother

Related Parties

1
  • filerCIK 0001917003

Filing Metadata

Form type
4
Filed
Aug 31, 8:00 PM ET
Accepted
Sep 1, 5:03 PM ET
Size
7.8 KB