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CAPITAL VENTURES INTERNATIONAL 4

Accession 0001104659-22-101488

CIK 0001814215other

View on SEC.gov Company Profile

Filed

Sep 19, 8:00 PM ET

Accepted

Sep 20, 2:40 PM ET

Size

20.0 KB

Accession

0001104659-22-101488

Insider Transaction Report

Form 4

Period: 2022-09-16

Tailwind Acquisition Corp.TWND

CAPITAL VENTURES INTERNATIONAL

10% Owner

Transactions

Exercise of In-Money
Class A Common Stock
2022-09-16$7.50/sh−8,500$63,750→ 445,169 total
Expiration
Put Option (obligation to buy)
2022-09-16−5→ 0 total
Exercise: $10.00Exp: 2022-09-16→ Class A Common Stock (500 underlying)
Exercise of In-Money
Call Option (obligation to sell)
2022-09-16−85→ 0 total
Exercise: $7.50Exp: 2022-09-16→ Class A Common Stock (8,500 underlying)
Exercise of In-Money
Call Option (obligation to sell)
2022-09-16−16→ 15 total
Exercise: $10.00Exp: 2022-09-16→ Class A Common Stock (1,600 underlying)
Exercise of In-Money
Class A Common Stock
2022-09-16$10.00/sh−1,600$16,000→ 443,569 total
Expiration
Call Option (obligation to sell)
2022-09-16−15→ 0 total
Exercise: $10.00Exp: 2022-09-16→ Class A Common Stock (1,500 underlying)

G1 EXECUTION SERVICES, LLC

10% Owner

Transactions

Exercise of In-Money
Class A Common Stock
2022-09-16$10.00/sh−1,600$16,000→ 443,569 total
Exercise of In-Money
Class A Common Stock
2022-09-16$7.50/sh−8,500$63,750→ 445,169 total
Exercise of In-Money
Call Option (obligation to sell)
2022-09-16−16→ 15 total
Exercise: $10.00Exp: 2022-09-16→ Class A Common Stock (1,600 underlying)
Expiration
Put Option (obligation to buy)
2022-09-16−5→ 0 total
Exercise: $10.00Exp: 2022-09-16→ Class A Common Stock (500 underlying)
Exercise of In-Money
Call Option (obligation to sell)
2022-09-16−85→ 0 total
Exercise: $7.50Exp: 2022-09-16→ Class A Common Stock (8,500 underlying)
Expiration
Call Option (obligation to sell)
2022-09-16−15→ 0 total
Exercise: $10.00Exp: 2022-09-16→ Class A Common Stock (1,500 underlying)

SUSQUEHANNA SECURITIES, LLC

10% Owner

Transactions

Exercise of In-Money
Call Option (obligation to sell)
2022-09-16−16→ 15 total
Exercise: $10.00Exp: 2022-09-16→ Class A Common Stock (1,600 underlying)
Exercise of In-Money
Call Option (obligation to sell)
2022-09-16−85→ 0 total
Exercise: $7.50Exp: 2022-09-16→ Class A Common Stock (8,500 underlying)
Exercise of In-Money
Class A Common Stock
2022-09-16$7.50/sh−8,500$63,750→ 445,169 total
Expiration
Put Option (obligation to buy)
2022-09-16−5→ 0 total
Exercise: $10.00Exp: 2022-09-16→ Class A Common Stock (500 underlying)
Expiration
Call Option (obligation to sell)
2022-09-16−15→ 0 total
Exercise: $10.00Exp: 2022-09-16→ Class A Common Stock (1,500 underlying)
Exercise of In-Money
Class A Common Stock
2022-09-16$10.00/sh−1,600$16,000→ 443,569 total

Footnotes (2)

[F1]These securities are directly owned by Susquehanna Securities, LLC.
[F2]These options are exercisable at any time prior to their expiration.

Documents

1 file

4
tm2226225-1_4seq1.xmlPrimary
OWNERSHIP DOCUMENT

Issuer

Tailwind Acquisition Corp.

CIK 0001814215

Entity typeother

Related Parties

1

filerCIK 0001011712

Filing Metadata

Form type: 4
Filed: Sep 19, 8:00 PM ET
Accepted: Sep 20, 2:40 PM ET
Size: 20.0 KB

View on SEC.gov