CALHOUN DAVID L 4
4 · CATERPILLAR INC · Filed Jan 3, 2023
Insider Transaction Report
Form 4
CALHOUN DAVID L
Director
Transactions
- Award
Phantom Stock Units
2022-12-30$238.93/sh+157$37,512→ 20,366 total→ Common Stock (157 underlying)
Footnotes (4)
- [F1]Each phantom stock unit under the company's non-qualified deferred compensation plans as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock.
- [F2]Phantom stock units awarded or acquired in lieu of director cash compensation.
- [F3]The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service.
- [F4]Includes adjustments for dividends accrued.