4//SEC Filing
CALHOUN DAVID L 4
Accession 0001104659-23-041121
CIK 0000018230other
Filed
Apr 3, 8:00 PM ET
Accepted
Apr 4, 6:01 AM ET
Size
5.9 KB
Accession
0001104659-23-041121
Insider Transaction Report
Form 4
CALHOUN DAVID L
Director
Transactions
- Award
Phantom Stock Units
2023-03-31$226.98/sh+165$37,452→ 20,630 total→ Common Stock (165 underlying)
Footnotes (4)
- [F1]Each phantom stock unit under the company's non-qualified deferred compensation plans as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock.
- [F2]Phantom stock units awarded or acquired in lieu of director cash compensation.
- [F3]The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service.
- [F4]Includes adjustments for dividends accrued.
Documents
Issuer
CATERPILLAR INC
CIK 0000018230
Entity typeother
Related Parties
1- filerCIK 0001233152
Filing Metadata
- Form type
- 4
- Filed
- Apr 3, 8:00 PM ET
- Accepted
- Apr 4, 6:01 AM ET
- Size
- 5.9 KB