4//SEC Filing
Stone Gregory 4
Accession 0001104659-23-042147
CIK 0001798562other
Filed
Apr 4, 8:00 PM ET
Accepted
Apr 5, 4:04 PM ET
Size
10.8 KB
Accession
0001104659-23-042147
Insider Transaction Report
Form 4
Stone Gregory
Chief Ocean Scientist
Transactions
- Sale
Common Shares
2023-03-30$0.76/sh−52,031$39,502→ 420,876 total - Sale
Common Shares
2023-03-29$0.72/sh−47,969$34,590→ 472,907 total - Award
Common Shares
2023-03-20+81,323→ 347,476 total - Award
Common Shares
2023-03-20+173,400→ 520,876 total
Footnotes (4)
- [F1]Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one common share upon vesting. The RSUs were granted and vested upon issuance as part of the Issuer's short-term incentive plan.
- [F2]The RSUs were granted as part of the Issuer's long-term incentive plan and vest over a three year period as follows, subject to continued service through each vesting date: 1/3 on the first anniversary of March 20, 2023 (the "Grant Date"), 1/3 on the second anniversary of the Grant Date and 1/3 on the third anniversary of the Grant Date.
- [F3]The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $0.7056 to $0.7457 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.
- [F4]The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $0.75 to $0.7780 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.
Documents
Issuer
TMC the metals Co Inc.
CIK 0001798562
Entity typeother
Related Parties
1- filerCIK 0001874441
Filing Metadata
- Form type
- 4
- Filed
- Apr 4, 8:00 PM ET
- Accepted
- Apr 5, 4:04 PM ET
- Size
- 10.8 KB