Chardan Monterey Investments LLC 4

4 · Monterey Innovation Acquisition Corp · Filed Apr 11, 2023

Insider Transaction Report

Form 4
Period: 2023-03-09
Transactions
  • Purchase

    Common Stock

    2023-03-09$0.01/sh+478,125$2,8691,102,500 total
  • Sale

    Common Stock

    2023-03-09$0.01/sh13,125$79624,375 total
Footnotes (3)
  • [F1]Represents shares of common stock transferred from Chardan Monterey Investments LLC ("Chardan") to certain affiliates of Chardan for a price per share of $0.006, pursuant to Share Transfer Agreements dated March 9, 2023.
  • [F2]The shares are held directly by Chardan. Jonas Grossman, as the managing member of Chardan, has voting and dispositive power over the shares held by Chardan and may be deemed to beneficially own such shares. Mr. Grossman disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
  • [F3]Represents shares of common stock transferred from NorthStar Bio Ventures, LLC ("NorthStar") to Chardan for a price per share of $0.006, pursuant to a Share Transfer Agreement dated March 9, 2023.

Documents

1 file
  • 4
    tm2311771-2_4seq1.xmlPrimary

    OWNERSHIP DOCUMENT