|4May 25, 5:33 PM ET

Gurewitz Aaron 4

4 · Roth CH Acquisition IV Co. · Filed May 25, 2023

Insider Transaction Report

Form 4
Period: 2023-05-23
Gurewitz Aaron
Co-President
Transactions
  • Sale

    Common Stock

    2023-05-2379,61348,773 total(indirect: See Footnote)
  • Sale

    Warrants to purchase common stock

    2023-05-238,158722 total(indirect: See Footnote)
    Exercise: $11.50Common Stock (8,158 underlying)
Footnotes (4)
  • [F1]The reporting person disposed of (i) 63,298 shares of common stock and (ii) 16,315 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $88,501.41.
  • [F2]Owned by the AMG Trust Established January 23, 2007, for which Aaron Gurewitz is trustee.
  • [F3]The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.
  • [F4]The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

Documents

1 file
  • 4
    tm2316861-1_4seq1.xmlPrimary

    OWNERSHIP DOCUMENT