|4May 25, 5:39 PM ET

CHLM Sponsor LLC 4

4 · Roth CH Acquisition IV Co. · Filed May 25, 2023

Insider Transaction Report

Form 4
Period: 2023-05-23
Transactions
  • Sale

    Warrants to purchase common stock

    2023-05-2350,9014,502 total
    Exercise: $11.50Common Stock (50,901 underlying)
  • Sale

    Common Stock

    2023-05-23496,765304,326 total
Footnotes (3)
  • [F1]The reporting person disposed of (i) 394,963 shares of common stock and (ii) 101,802 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $552,229.25.
  • [F2]The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.
  • [F3]The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

Documents

1 file
  • 4
    tm2316861-4_4seq1.xmlPrimary

    OWNERSHIP DOCUMENT