XCel Brands, Inc.·4

Aug 25, 4:56 PM ET

Fielding James D 4

4 · XCel Brands, Inc. · Filed Aug 25, 2023

Insider Transaction Report

Form 4
Period: 2023-08-23
Transactions
  • Award

    Stock Options

    2023-08-23+25,00025,000 total
    Exercise: $1.51Exp: 2028-04-01Common Stock (25,000 underlying)
  • Award

    Common Stock

    2023-08-23+10,00040,000 total
Footnotes (2)
  • [F1]Represents shares of restricted stock awarded pursuant to a restated stock agreement, which vests as to 50% of the shares on each of April 1, 2024 and April 1, 2025, provided that the reporting person may extend the vesting date as to all or a portion of the shares, one or more times, in six month increments, at his sole discretion.
  • [F2]The options vest as to 50% of the shares on each of April 1, 2024 and April 1, 2025.

Documents

1 file
  • 4
    tm2324888-3_4seq1.xmlPrimary

    OWNERSHIP DOCUMENT