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4//SEC Filing

DiSanto Mark 4

Accession 0001104659-23-095387

CIK 0001083220other

Filed

Aug 24, 8:00 PM ET

Accepted

Aug 25, 4:58 PM ET

Size

9.2 KB

Accession

0001104659-23-095387

Insider Transaction Report

Form 4
Period: 2023-08-23
DiSanto Mark
Director
Transactions
  • Award

    Common Stock

    2023-08-23+10,00025,000 total
  • Award

    Stock Option

    2023-08-23+25,00025,000 total
    Exercise: $1.51Exp: 2028-04-01Common Stock (25,000 underlying)
Holdings
  • Common Stock

    (indirect: See Footnote)
    1,032,613
  • Common Stock

    (indirect: See Footnote)
    82,392
Footnotes (4)
  • [F1]Represents shares of restricted stock awarded pursuant to a restated stock agreement, which vests as to 50% of the shares on each of April 1, 2024 and April 1, 2025, provided that the reporting person may extend the vesting date as to all or a portion of the shares, one or more times, in six month increments, at his sole discretion.
  • [F2]Represents shares held by The Mark X DiSanto Investment Trust, of which Mr. DiSanto is trustee and as to which Mr. DiSanto has sole voting dispositive power.
  • [F3]Represents shares held by other truests, of which Mr. DiSanto is trustee and as to which Mr. DiSanto has sole voting dispositive power.
  • [F4]The options vest as to 50% of the shares on each of April 1, 2024 and April 1, 2025.

Issuer

XCel Brands, Inc.

CIK 0001083220

Entity typeother

Related Parties

1
  • filerCIK 0001530941

Filing Metadata

Form type
4
Filed
Aug 24, 8:00 PM ET
Accepted
Aug 25, 4:58 PM ET
Size
9.2 KB