Home/Filings/4/0001104659-23-106046
4//SEC Filing

CALHOUN DAVID L 4

Accession 0001104659-23-106046

CIK 0000018230other

Filed

Oct 1, 8:00 PM ET

Accepted

Oct 2, 7:24 PM ET

Size

5.9 KB

Accession

0001104659-23-106046

Insider Transaction Report

Form 4
Period: 2023-09-29
Transactions
  • Award

    Phantom Stock Units

    2023-09-29$275.46/sh+136$37,46321,132 total
    Common Stock (136 underlying)
Footnotes (4)
  • [F1]Each phantom stock unit under the company's non-qualified deferred compensation plans as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock.
  • [F2]Phantom stock units awarded or acquired in lieu of director cash compensation.
  • [F3]The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service.
  • [F4]Includes adjustments for dividends accrued.

Issuer

CATERPILLAR INC

CIK 0000018230

Entity typeother

Related Parties

1
  • filerCIK 0001233152

Filing Metadata

Form type
4
Filed
Oct 1, 8:00 PM ET
Accepted
Oct 2, 7:24 PM ET
Size
5.9 KB