4//SEC Filing
Peterson James J 4
Accession 0001104659-23-129362
CIK 0001855467other
Filed
Dec 25, 7:00 PM ET
Accepted
Dec 26, 9:50 PM ET
Size
8.4 KB
Accession
0001104659-23-129362
Insider Transaction Report
Form 4
PETERSON JAMES J
Director
Transactions
- Award
Class A Common Stock
2023-12-21+2,404,845→ 2,404,845 total - Award
Class B Common Stock
2023-12-21+1,449,275→ 1,449,275 total→ Class A Common Stock (1,449,275 underlying)
Footnotes (2)
- [F1]Received in connection with the business combination (the "Business Combination") by and between Chavant Capital Acquisition Corp., CLAY Merger Sub II, Inc. and Mobix Labs, Inc. in accordance with the terms of the Business Combination Agreement dated as of November 15, 2022, which closed on December 21, 2023 ("Closing Date"). At the Closing Date, the Reporting Person acquired these shares in exchange for the same number of certain equity interests of Mobix Labs, Inc. held immediately prior to the Closing, which were automatically converted into a number of shares of Class A Common Stock.
- [F2]At the Closing Date, the Reporting Person acquired these shares in exchange for the same number of shares of preferred stock, which includes Series A Preferred Stock and Founders Preferred Stock of Mobix Labs, Inc. held immediately prior to the Closing, which were automatically converted into a number of shares of Class B Common Stock. The shares of Class B Common Stock are convertible into shares of Class A Common Stock at the option of the Reporting Person, and will be automatically converted upon (i) a transfer by the Reporting Person (other than a permitted transfer) or (ii) the first trading day after the seventh anniversary date of the Closing Date.
Documents
Issuer
Chavant Capital Acquisition Corp.
CIK 0001855467
Entity typeother
Related Parties
1- filerCIK 0001192204
Filing Metadata
- Form type
- 4
- Filed
- Dec 25, 7:00 PM ET
- Accepted
- Dec 26, 9:50 PM ET
- Size
- 8.4 KB