Home/Filings/4/0001104659-24-000235
4//SEC Filing

CALHOUN DAVID L 4

Accession 0001104659-24-000235

CIK 0000018230other

Filed

Jan 1, 7:00 PM ET

Accepted

Jan 2, 1:48 PM ET

Size

5.9 KB

Accession

0001104659-24-000235

Insider Transaction Report

Form 4
Period: 2023-12-29
Transactions
  • Award

    Phantom Stock Units

    2023-12-29$295.72/sh+127$37,55621,369 total
    Common Stock (127 underlying)
Footnotes (4)
  • [F1]Each phantom stock unit under the company's non-qualified deferred compensation plans as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock.
  • [F2]Phantom stock units awarded or acquired in lieu of director cash compensation.
  • [F3]The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service.
  • [F4]Includes adjustments for dividends accrued.

Issuer

CATERPILLAR INC

CIK 0000018230

Entity typeother

Related Parties

1
  • filerCIK 0001233152

Filing Metadata

Form type
4
Filed
Jan 1, 7:00 PM ET
Accepted
Jan 2, 1:48 PM ET
Size
5.9 KB