4//SEC Filing
Yu Peter 4
Accession 0001104659-24-001785
CIK 0001838615other
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 4:01 PM ET
Size
13.1 KB
Accession
0001104659-24-001785
Insider Transaction Report
Form 4
Yu Peter
DirectorChief Executive Officer10% Owner
Transactions
- Exercise/Conversion
Class A Common Stock
2024-01-03+13,111→ 13,111 total - Exercise/Conversion
Restricted Stock Units
2024-01-03−13,111→ 0 total→ Class A Common Stock (13,111 underlying)
Holdings
- 478,467(indirect: See Footnote)
Class A Common Stock
- 6,039,292(indirect: See Footnote)
Class A Common Stock
CGC Sponsor LLC
10% Owner
Transactions
- Exercise/Conversion
Class A Common Stock
2024-01-03+13,111→ 13,111 total - Exercise/Conversion
Restricted Stock Units
2024-01-03−13,111→ 0 total→ Class A Common Stock (13,111 underlying)
Holdings
- 478,467(indirect: See Footnote)
Class A Common Stock
- 6,039,292(indirect: See Footnote)
Class A Common Stock
Pangaea Three-B, LP
10% Owner
Transactions
- Exercise/Conversion
Restricted Stock Units
2024-01-03−13,111→ 0 total→ Class A Common Stock (13,111 underlying) - Exercise/Conversion
Class A Common Stock
2024-01-03+13,111→ 13,111 total
Holdings
- 478,467(indirect: See Footnote)
Class A Common Stock
- 6,039,292(indirect: See Footnote)
Class A Common Stock
Footnotes (4)
- [F1]Represents securities held by Pangaea Three, LP. Pangaea Three-B, LP is controlled by Peter Yu. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein.
- [F2]Represents securities held by CGC Sponsor LLC (the "Sponsor"). Pangaea Three-B, LP is the sole member of the Sponsor, and is controlled by Peter Yu. Consequently, each of Pangaea Three-B, LP and Mr. Yu may be deemed to share voting and dispositive control over the securities held by the Sponsor, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein.
- [F3]Restricted stock units converted into Class A Common Stock on a one-to-one basis.
- [F4]On May 31, 2023, Peter Yu was granted 13,111 restricted stock units that vested in whole on January 3, 2024.
Documents
Issuer
AlTi Global, Inc.
CIK 0001838615
Entity typeother
Related Parties
1- filerCIK 0001426890
Filing Metadata
- Form type
- 4
- Filed
- Jan 4, 7:00 PM ET
- Accepted
- Jan 5, 4:01 PM ET
- Size
- 13.1 KB