4//SEC Filing
Umpleby III Donald J 4
Accession 0001104659-24-028184
CIK 0000018230other
Filed
Feb 26, 7:00 PM ET
Accepted
Feb 27, 3:36 PM ET
Size
9.3 KB
Accession
0001104659-24-028184
Insider Transaction Report
Form 4
Umpleby III Donald J
Group President
Transactions
- Gift
Common Stock
2024-02-26−8,081→ 0 total(indirect: By Trust) - Gift
Common Stock
2024-02-26+8,081→ 36,040 total(indirect: By Trust)
Holdings
- 429,174
Common Stock
- 59,000(indirect: By Trust)
Common Stock
- 1,011(indirect: By 401(k))
Common Stock
Footnotes (4)
- [F1]Gift of shares to an irrevocable trust of which a member of the reporting person's immediate family serves as trustee and of which the reporting person's descendants are beneficiaries.
- [F2]Reflects 7,631 shares transferred on February 26, 2024 from Grantor Retained Annuity Trust to the reporting person.
- [F3]Represents 8,081 shares received from Grantor Retained Annuity Trusts.
- [F4]The information in this report is based on a 401(k) plan statement dated as of January 31, 2024.
Documents
Issuer
CATERPILLAR INC
CIK 0000018230
Entity typeother
Related Parties
1- filerCIK 0001566320
Filing Metadata
- Form type
- 4
- Filed
- Feb 26, 7:00 PM ET
- Accepted
- Feb 27, 3:36 PM ET
- Size
- 9.3 KB