Insider · CIK 0001566320

Umpleby III Donald J

Reports to the SEC for 2 companies · HOUSTON, TX

sec.gov

Transactions

Companies

Filings

CIK

0001566320

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-05-27	CVXCHEVRON CORPA Award	Director	AAward	+1,272 sh	—	—	3,031
2026-03-04	CATCATERPILLAR INCF Tax Payment	Executive Chairman	FTax Payment	−1,546 sh	$738.42	−$1.14M	464,199
2026-03-03	CATCATERPILLAR INCF Tax Payment	Executive Chairman	FTax Payment	−1,591 sh	$719.13	−$1.14M	465,745
2026-02-10	CATCATERPILLAR INCA Award	Executive Chairman	AAward	+35K sh	—	—	480,865
2026-02-10	CATCATERPILLAR INCF Tax Payment	Executive Chairman	FTax Payment	−13.6K sh	$744.83	−$10.1M	467,294
2025-11-28	CATCATERPILLAR INCG Gift	Executive Chairman	GGift	−2,350 sh	—	—	445,879
2025-10-10	CATCATERPILLAR INCS Sale	Executive Chairman	SSale	−17.2K sh	$505.29	−$8.67M	448,173
2025-09-22	CATCATERPILLAR INCS Sale	Executive Chairman	SSale	−17.2K sh	$462.65	−$7.94M	465,339
2025-09-02	CATCATERPILLAR INCS Sale	Executive Chairman	SSale	−17.2K sh	$412.87	−$7.09M	482,505
2025-07-18	CVXCHEVRON CORPA Award	Director	AAward	+6 sh	—	—	55
2025-07-18	CVXCHEVRON CORPA Award	Director	AAward	+3 sh	—	—	3
2025-05-28	CVXCHEVRON CORPA Award	Director	AAward	+1,704 sh	—	—	3,231
2025-03-04	CATCATERPILLAR INCF Tax Payment	Executive Chairman	FTax Payment	−1,528 sh	$325.30	−$497K	499,513
2025-03-03	CATCATERPILLAR INCA Award	Executive Chairman	AAward	+12.7K sh	—	—	501,041
2025-03-03	CATCATERPILLAR INC · Employee Stock OptionsA Award	Executive Chairman	AAward	+39.9K sh	—	—	39,915
2025-02-11	CATCATERPILLAR INCA Award	Executive Chairman	AAward	+36.1K sh	—	—	502,422
2025-02-11	CATCATERPILLAR INCF Tax Payment	Executive Chairman	FTax Payment	−14.2K sh	$362.70	−$5.14M	488,259
2024-11-07	CATCATERPILLAR INCG Gift	Executive Chairman	GGift	−2,400 sh	—	—	439,049
2024-11-07	CATCATERPILLAR INCM Exercise/Conversion	Executive Chairman	MExercise/Conversion	+87.1K sh	$196.70	+$17.1M	526,102
2024-11-07	CATCATERPILLAR INCF Tax Payment	Executive Chairman	FTax Payment	−59.9K sh	$413.02	−$24.7M	466,251
2024-11-07	CATCATERPILLAR INC · Employee Stock OptionsM Exercise/Conversion	Executive Chairman	MExercise/Conversion	−87.1K sh	$196.70	−$17.1M	43,526
2024-05-29	CVXCHEVRON CORPA Award	Director	AAward	+1,477 sh	—	—	3,059
2024-03-04	CATCATERPILLAR INCA Award	Executive Chairman	AAward	+12.2K sh	—	—	441,355
2024-03-04	CATCATERPILLAR INC · Employee Stock OptionsA Award	Executive Chairman	AAward	+39.6K sh	—	—	39,561
2024-02-26	CATCATERPILLAR INCG Gift	Executive Chairman	GGift	−8,081 sh	—	—	0
2024-02-26	CATCATERPILLAR INCG Gift	Executive Chairman	GGift	+8,081 sh	—	—	36,040
2024-02-13	CATCATERPILLAR INCA Award	Executive Chairman	AAward	+42.1K sh	—	—	438,378
2024-02-13	CATCATERPILLAR INCF Tax Payment	Executive Chairman	FTax Payment	−16.8K sh	$313.40	−$5.28M	421,543
2023-12-18	CATCATERPILLAR INCM Exercise/Conversion	Executive Chairman	MExercise/Conversion	+183K sh	$151.12	+$27.6M	457,374
2023-12-18	CATCATERPILLAR INCF Tax Payment	Executive Chairman	FTax Payment	−133K sh	$286.72	−$38.3M	323,907
2023-12-18	CATCATERPILLAR INCM Exercise/Conversion	Executive Chairman	MExercise/Conversion	+164K sh	$138.35	+$22.6M	487,522
2023-12-18	CATCATERPILLAR INCF Tax Payment	Executive Chairman	FTax Payment	−115K sh	$286.72	−$33.1M	372,156
2023-12-18	CATCATERPILLAR INCM Exercise/Conversion	Executive Chairman	MExercise/Conversion	+75.7K sh	$127.60	+$9.66M	447,857
2023-12-18	CATCATERPILLAR INCF Tax Payment	Executive Chairman	FTax Payment	−51.6K sh	$286.72	−$14.8M	396,242
2023-12-18	CATCATERPILLAR INC · Employee Stock OptionsM Exercise/Conversion	Executive Chairman	MExercise/Conversion	+183K sh	$151.12	+$27.6M	0
2023-12-18	CATCATERPILLAR INC · Employee Stock OptionsM Exercise/Conversion	Executive Chairman	MExercise/Conversion	+164K sh	$138.35	+$22.6M	0
2023-12-18	CATCATERPILLAR INC · Employee Stock OptionsM Exercise/Conversion	Executive Chairman	MExercise/Conversion	+75.7K sh	$127.60	+$9.66M	0
2023-08-04	CATCATERPILLAR INCG Gift	Executive Chairman	GGift	−2,613 sh	—	—	0
2023-08-04	CATCATERPILLAR INCG Gift	Executive Chairman	GGift	−2,501 sh	—	—	0
2023-08-04	CATCATERPILLAR INCG Gift	Executive Chairman	GGift	+5,114 sh	—	—	27,959
2023-05-31	CVXCHEVRON CORPA Award	Director	AAward	+1,534 sh	—	—	2,872
2023-03-06	CATCATERPILLAR INC · Employee Stock OptionsA Award	Executive Chairman	AAward	+112K sh	—	—	112,156
2023-02-07	CATCATERPILLAR INCA Award	Executive Chairman	AAward	+49.3K sh	—	—	263,312
2023-02-07	CATCATERPILLAR INCF Tax Payment	Executive Chairman	FTax Payment	−21K sh	$248.68	−$5.22M	242,334
2022-11-08	CATCATERPILLAR INCM Exercise/Conversion	Executive Chairman	MExercise/Conversion	+151K sh	$127.60	+$19.3M	327,979
2022-11-08	CATCATERPILLAR INCF Tax Payment	Executive Chairman	FTax Payment	−114K sh	$229.65	−$26.2M	214,052
2022-11-08	CATCATERPILLAR INC · Employee Stock OptionsM Exercise/Conversion	Executive Chairman	MExercise/Conversion	−151K sh	—	—	75,701
2022-08-18	CATCATERPILLAR INCG Gift	Executive Chairman	GGift	−7,490 sh	—	—	0
2022-05-26	CATCATERPILLAR INCG Gift	Executive Chairman	GGift	−13.8K sh	—	—	0
2022-05-25	CVXCHEVRON CORPA Award	Director	AAward	+1,303 sh	—	—	10,509

Recent filings

Accepted (ET)
May 294
Umpleby III Donald J0000093410-26-000141
SEC(opens sec.gov)
Mar 64
Umpleby III Donald J0001104659-26-024564
SEC(opens sec.gov)
Mar 44
Umpleby III Donald J0001104659-26-023609
SEC(opens sec.gov)
Feb 124
Umpleby III Donald J0001104659-26-014522
SEC(opens sec.gov)
Dec 24
Umpleby III Donald J0001104659-25-117569
SEC(opens sec.gov)
Oct 144
Umpleby III Donald J0001104659-25-099169
SEC(opens sec.gov)
Sep 234
Umpleby III Donald J0001104659-25-092496
SEC(opens sec.gov)
Sep 34
Umpleby III Donald J0001104659-25-087153
SEC(opens sec.gov)
Jul 224
Umpleby III Donald J0000093410-25-000042
SEC(opens sec.gov)
May 294
Umpleby III Donald J0001127602-25-015954
SEC(opens sec.gov)
Mar 54
Umpleby III Donald J0001104659-25-021014
SEC(opens sec.gov)
Feb 134
Umpleby III Donald J0001104659-25-012855
SEC(opens sec.gov)
Nov 84
Umpleby III Donald J0001104659-24-115989
SEC(opens sec.gov)

Companies

Address

1400 SMITH STREET

HOUSTON, TX, 77002