4//SEC Filing
Umpleby III Donald J 4
Accession 0001104659-24-031370
CIK 0000018230other
Filed
Mar 5, 7:00 PM ET
Accepted
Mar 6, 12:23 PM ET
Size
9.4 KB
Accession
0001104659-24-031370
Insider Transaction Report
Form 4
Umpleby III Donald J
Group President
Transactions
- Award
Common Stock
2024-03-04+12,181→ 441,355 total - Award
Employee Stock Options
2024-03-04+39,561→ 39,561 totalExercise: $338.65Exp: 2034-03-04→ Common Stock (39,561 underlying)
Holdings
- 36,040(indirect: By Trust)
Common Stock
- 59,000(indirect: By Trust)
Common Stock
- 1,009(indirect: By 401(k))
Common Stock
Footnotes (2)
- [F1]The information in this report is based on a 401(k) plan statement dated as of February 29, 2024.
- [F2]The stock options were granted pursuant to the Caterpillar Inc. 2023 Long Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.
Documents
Issuer
CATERPILLAR INC
CIK 0000018230
Entity typeother
Related Parties
1- filerCIK 0001566320
Filing Metadata
- Form type
- 4
- Filed
- Mar 5, 7:00 PM ET
- Accepted
- Mar 6, 12:23 PM ET
- Size
- 9.4 KB