XCel Brands, Inc.·4

Mar 19, 9:26 PM ET

DiSanto Mark 4

4 · XCel Brands, Inc. · Filed Mar 19, 2024

Insider Transaction Report

Form 4
Period: 2024-03-15
DiSanto Mark
Director
Transactions
  • Award

    Common Stock

    2024-03-19$0.98/sh+132,589$129,9371,306,852 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2024-03-15$0.65/sh+146,250$95,0631,174,263 total(indirect: See Footnote)
Holdings
  • Common Stock

    36,500
  • Stock Option

    Exercise: $1.51From: 2025-04-01Exp: 2028-08-23Common Stock (25,000 underlying)
    25,000
  • Common Stock

    (indirect: See Footnote)
    82,392
Footnotes (2)
  • [F1]Represents shares held by The Mark X DiSanto Investment Trust, of which Mr. DiSanto is trustee and as to which Mr. DiSanto has sole voting dispositive power.
  • [F2]Represents shares held by other trusts, of which Mr. DiSanto is trustee and as to which Mr. DiSanto has sole voting dispositive power.

Documents

1 file
  • 4
    tm249291-2_4seq1.xmlPrimary

    OWNERSHIP DOCUMENT