Stone Gregory 4
4 · TMC the metals Co Inc. · Filed Mar 22, 2024
Insider Transaction Report
Form 4
Stone Gregory
Chief Ocean Scientist
Transactions
- Sale
Common Shares
2023-12-04$1.16/sh−25,000$29,060→ 345,876 total - Sale
Common Shares
2023-09-28$1.00/sh−14,489$14,527→ 370,876 total - Sale
Common Shares
2023-12-22$1.10/sh−25,000$27,392→ 320,876 total - Award
Common Shares
2024-03-20+12,414→ 333,290 total
Footnotes (4)
- [F1]The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at various prices. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.
- [F2]The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $1.15 to $1.17 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.
- [F3]The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $1.09 to $1.115 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.
- [F4]Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one common share upon vesting. The RSUs were granted and vested upon issuance as part of the Issuer's short-term incentive plan.