XCel Brands, Inc.·4

Apr 4, 7:20 PM ET

Fielding James D 4

4 · XCel Brands, Inc. · Filed Apr 4, 2024

Insider Transaction Report

Form 4
Period: 2024-04-03
Transactions
  • Award

    Common Stock

    2024-04-03+10,00050,000 total
  • Award

    Stock Options

    2024-04-03+25,00025,000 total
    Exercise: $0.85Exp: 2029-04-03Common Stock (25,000 underlying)
Footnotes (2)
  • [F1]Represents shares of restricted stock awarded pursuant to a restated stock agreement, which vests as to 50% of the shares on each of April 3, 2025 and April 3, 2026, provided that the reporting person may extend the vesting date as to all or a portion of the shares, one or more times, in six month increments, at his sole discretion.
  • [F2]The options vest as to 50% of the shares on each of April 3, 2025 and April 3, 2026.

Documents

1 file
  • 4
    tm2411119-3_4seq1.xmlPrimary

    OWNERSHIP DOCUMENT