Home/Filings/4/0001104659-24-043733
4//SEC Filing

DiSanto Mark 4

Accession 0001104659-24-043733

CIK 0001083220other

Filed

Apr 3, 8:00 PM ET

Accepted

Apr 4, 7:20 PM ET

Size

9.5 KB

Accession

0001104659-24-043733

Insider Transaction Report

Form 4
Period: 2024-04-03
DiSanto Mark
Director
Transactions
  • Award

    Common Stock

    2024-04-03+10,00046,500 total
  • Award

    Stock Option

    2024-04-03+25,00025,000 total
    Exercise: $0.85Exp: 2029-04-03Common Stock (25,000 underlying)
Holdings
  • Common Stock

    (indirect: See Footnote)
    82,392
  • Common Stock

    (indirect: See Footnote)
    1,296,352
Footnotes (5)
  • [F1]Represents shares of restricted stock awarded pursuant to a restated stock agreement, which vests as to 50% of the shares on each of April 3, 2025 and April 3, 2026, provided that the reporting person may extend the vesting date as to all or a portion of the shares, one or more times, in six month increments, at his sole discretion.
  • [F2]Represents shares held by The Mark X DiSanto Investment Trust, of which Mr. DiSanto is trustee and as to which Mr. DiSanto has sole voting dispositive power.
  • [F3]The number of shares held prior to the transaction were inadvertently overstated in previous filings and is corrected in this filing.
  • [F4]Represents shares held by other trusts, of which Mr. DiSanto is trustee and as to which Mr. DiSanto has sole voting dispositive power.
  • [F5]The options vest as to 50% of the shares on each of April 3, 2025 and April 3, 2026.

Issuer

XCel Brands, Inc.

CIK 0001083220

Entity typeother

Related Parties

1
  • filerCIK 0001530941

Filing Metadata

Form type
4
Filed
Apr 3, 8:00 PM ET
Accepted
Apr 4, 7:20 PM ET
Size
9.5 KB