|4Apr 16, 5:25 PM ET

Barber Richard 4

4 · AtlasClear Holdings, Inc. · Filed Apr 16, 2024

Insider Transaction Report

Form 4
Period: 2024-02-09
Barber Richard
Chief Financial Officer
Transactions
  • Other

    Common Stock

    2024-02-09+25,00025,000 total
  • Other

    Warrants

    2024-03-20+40,00040,000 total
    Exercise: $11.50Common Stock (40,000 underlying)
Footnotes (2)
  • [F1]On February 9, 2024, the Issuer (f/k/a Calculator New Pubco, Inc.) consummated its initial business combination (the "Business Combination") pursuant to the business combination agreement dated November 16, 2022 (as amended, the "Business Combination Agreement") among Quantum FinTech Acquisition Corporation ("Quantum"), AtlasClear, Inc., a Wyoming corporation, and the other parties thereto. Represents shares of common stock distributed by Quantum Ventures LLC ("Quantum Ventures") to the Reporting Person without consideration in connection with the closing of the Business Combination (the "Closing").
  • [F2]Represents private placement warrants of the Issuer transferred from Quantum Ventures to the Reporting Person for no consideration. These warrants became exercisable upon consummation of the Business Combination and will expire five years after the Closing, as described in the Issuer's registration statement on Form S-4 (File No. 333-271665), as amended.

Documents

1 file
  • 4
    tm2411883-13_4seq1.xmlPrimary

    OWNERSHIP DOCUMENT