Yu Peter 4
4 · AlTi Global, Inc. · Filed Jun 26, 2024
Insider Transaction Report
Form 4
Yu Peter
DirectorChief Executive Officer10% Owner
Transactions
- Award
Restricted Stock Units
2024-06-25−18,363.94→ 0 total→ Class A Common Stock (18,363.94 underlying) - Exercise/Conversion
Class A Common Stock
2024-06-25+18,363.94→ 18,363.94 total
Holdings
- 3,533,605(indirect: See Footnote)
Class A Common Stock
- 2,984,154(indirect: See Footnote)
Class A Common Stock
- 13,111(indirect: See Footnote)
Class A Common Stock
Footnotes (5)
- [F1]Represents securities held by Pangaea Three, LP. Pangaea Three-B, LP is controlled by Peter Yu. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein.
- [F2]Represents securities held by CGC Sponsor LLC (the "Sponsor"). Pangaea Three-B, LP is the sole member of the Sponsor, and is controlled by Peter Yu. Consequently, each of Pangaea Three-B, LP and Mr. Yu may be deemed to share voting and dispositive control over the securities held by the Sponsor, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein.
- [F3]Each restricted stock unit represents a contingent right to receive one share of AlTi Global Inc. Class A Common Stock.
- [F4]Represents securities held by P3A. The Sponsor is the sole member of P3A, and is controlled by Peter Yu. Consequently, each of Pangaea Three-B, LP, Sponsor and Mr. Yu may be deemed to share voting and dispositive control over the securities held by P3A, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by P3A, except to the extent of his pecuniary interest therein.
- [F5]The restricted stock units vest in whole on the earlier of (i) the business day immediately prior to AlTi Global Inc.'s 2024 annual general meeting or (ii) June 30, 2024.