BioXcel Therapeutics, Inc.·4

Sep 17, 7:18 PM ET

Wiley Matthew T. 4

4 · BioXcel Therapeutics, Inc. · Filed Sep 17, 2024

Insider Transaction Report

Form 4
Period: 2024-09-15
Transactions
  • Sale

    Common Stock

    2024-09-16$0.69/sh215$1494,033 total
  • Exercise/Conversion

    Restricted Stock Units

    2024-09-157507,500 total
    Common Stock (750 underlying)
  • Exercise/Conversion

    Common Stock

    2024-09-15+7504,248 total
Footnotes (3)
  • [F1]Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.
  • [F2]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2023.
  • [F3]On March 15, 2023, the Reporting Person was granted 12,000 RSUs, vesting as to 25% of the total number of RSUs on the first anniversary of March 15, 2023 and as to 6.25% of the total number of Restricted Stock Units at the end of each successive three-month period thereafter, subject to the Reporting Person's continuous employment with the Issuer through the relevant vesting dates.

Documents

1 file
  • 4
    tm2424255-5_4seq1.xmlPrimary

    OWNERSHIP DOCUMENT