|4Sep 23, 6:14 PM ET

LaChapelle Robin 4

4 · ArriVent BioPharma, Inc. · Filed Sep 23, 2024

Insider Transaction Report

Form 4
Period: 2024-09-19
LaChapelle Robin
Chief Operating Officer
Transactions
  • Exercise/Conversion

    Common Stock

    2024-09-19$2.28/sh+2,471$5,634112,219 total
  • Exercise/Conversion

    Common Stock

    2024-09-19$2.28/sh+2,867$6,537102,584 total
  • Exercise/Conversion

    Stock Option (right to buy)

    2024-09-192,4712,460 total
    Exercise: $2.28Exp: 2031-09-07Common Stock (2,471 underlying)
  • Exercise/Conversion

    Common Stock

    2024-09-19$6.24/sh+2,700$16,84899,717 total
  • Exercise/Conversion

    Common Stock

    2024-09-19$2.28/sh+7,164$16,334109,748 total
  • Exercise/Conversion

    Common Stock

    2024-09-19$3.65/sh+12,364$45,129124,583 total
  • Exercise/Conversion

    Stock Option (right to buy)

    2024-09-192,86722,637 total
    Exercise: $2.28Exp: 2032-01-31Common Stock (2,867 underlying)
  • Exercise/Conversion

    Stock Option (right to buy)

    2024-09-197,16415,473 total
    Exercise: $2.28Exp: 2032-01-31Common Stock (7,164 underlying)
  • Exercise/Conversion

    Stock Option (right to buy)

    2024-09-1912,36418,865 total
    Exercise: $3.65Exp: 2033-01-31Common Stock (12,364 underlying)
  • Exercise/Conversion

    Stock Option (right to buy)

    2024-09-192,70056,471 total
    Exercise: $6.24Exp: 2033-08-21Common Stock (2,700 underlying)
Holdings
  • Common Stock

    (indirect: By Trust)
    394,477
Footnotes (5)
  • [F1]The Reporting Person is the Trustee of The MAKS Yao Trust and may be deemed to have shared voting and investment power over the shares held by The MAKS Yao Trust. The Reporting Person does not have a pecuniary interest in and disclaims beneficial ownership of the shares held by The MAKS Yao Trust.
  • [F2]The shares underlying this option vested as to 25% on September 8, 2022, with the remainder vesting in 36 equal monthly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting date.
  • [F3]The shares underlying this option vested as to 25% on February 1, 2023, with the remainder vesting in 36 equal monthly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting date.
  • [F4]The shares underlying this option vested as to 25% on February 1, 2024, with the remainder vesting in 36 equal monthly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting date.
  • [F5]The shares underlying this option vested as to 25% on August 22, 2024, with the remainder vesting in 36 equal monthly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting date.

Documents

1 file
  • 4
    tm2424588-1_4seq1.xmlPrimary

    OWNERSHIP DOCUMENT